 |
 |
|
|
|
|
|
|
|
| | | |
|
|
|
|
|
|||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
1
.
SEC ADMINISTRATIVE LAW JUDGE DECISION
|
EXTRACTED KEY WORDS
EXCHANGE ACT MCCAMEY SECURITIES ACT COMMISSION LAWS RESPONDENTS OIP VIOLATIONS PURSUANT SIERRA EQUITY PARTNERS ALLEGES JOHN CHRISTOPHER MCCAMEY INVESTORS INVESTMENT CIR ADMINISTRATIVE LAW JUDGE SIERRA BROKERAGE FALSE STATEMENTS LIMITED PARTNERSHIP OMISSIONS CIVIL MONETARY PENALTY MATERIAL FACT SANCTIONS MISLEADING FUTURE VIOLATIONS PROVISIONS MCALLISTER ENFORCEMENT ORDER INSTITUTING PROCEEDINGS |
Initial Decision of an SEC Administrative Law Judge
John Christopher McCamey and Sierra Equity Partners, LP
INITIAL DECISION RELEASE NO. 230
ADMINISTRATIVE PROCEEDING
FILE NO. 3-10911
UNITED STATES OF AMERICA
Before the
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
_________________________________________________________________
In the Matter of
JOHN CHRISTOPHER McCAMEY
and SIERRA EQUITY PARTNERS, LP
_________________________________________________________________
INITIAL DECISION
June 17, 2003
APPEARANCES
Kent W. McAllister, for the Division of Enforcement,
Securities and Exchange Commission
John Christopher McCamey, , and for Sierra Equity Partners, LP
BEFORE Robert G. Mahony, Administrative Law Judge
INTRODUCTION
The Securities and Exchange Commission (Commission) issued an Order
Instituting Proceedings (OIP) on October 8, 2002, against Respondents
John Christopher McCamey (McCamey) and Sierra Equity Partners, LP,
(Sierra Equity) pursuant to Section 8A of the Securities Act of 1933
(Securities Act) and Sections 15(b) and 21C of the Securities Exchange
Act of 1934 (Exchange Act).
The OIP alleges that McCamey and Sierra Equity willfully violated
Section 17(a) of the Securities Act, Section 10(b) of the Exchange
Act, and Rule 10b-5 thereunder. The OIP further alleges that McCamey
and Sierra Equity willfully violated and committed violations of
Sections 5(a) and 5(c) of the Securities Act by failing to register
with the Commission the offering of limited partnership interests in
Sierra Equity when no exemption to registration applied. The OIP
SNIPPETS:
|
|
|
| | | |
|
|
