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SEC ADMINISTRATIVE PROCEEDING
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EXTRACTED KEY WORDS
SECURITIES EXCHANGE ACT ADMINISTRATIVE PROCEEDING SUPERIOR COURT INFORMATION ENFORCEMENT ALLEGES COMMISSION INSTITUTING PROCEEDINGS PURSUANT YORK BROKER FIRM STOCK CRIMINAL CONVICTION COURT INFORMATION DOCKET SUPREME COURT COUNTY PREVIOUSLY PLED GUILTY ATTEMPTED ENTERPRISE CORRUPTION BROKERAGE FIRM MEYERS FIRM MEYERS POLLOCK MEYERS POLLOCK ROBBINS SCHEME WHEREBY BRIBES STOCK PROMOTER FRAUDULENTLY SOLD STOCK INFLATED PRICES CUSTOMERS DEFENSE ALLEGATIONS REMEDIAL ACTION |
United States Securities and Exchange Commission
Securities Exchange Act of 1934
Release No. 47247 / January 24, 2003
Administrative Proceeding
File No. 3-11017
Eric Peremen
The Commission entered an Order Instituting Proceedings pursuant to
Section 15(b) of the Securities Exchange Act of 1934 ("Order") against
Eric Peremen (Peremen) based upon his alleged previous criminal
conviction , Superior Court Information Docket No. 7120/99. The
Division of Enforcement alleges that Peremen was sentenced for his
conduct on July 18, 2002 by the Supreme Court of the State of New
York, County of New York.
In addition, the Division of Enforcement alleges that Peremen
previously pled guilty to one count of attempted enterprise corruption
based upon his conduct while employed a broker with the brokerage firm
Meyers Pollock Robbins, Inc. The Superior Court Information filed
against Peremen charged that he took part in a scheme whereby he and
others took bribes from a stock promoter and fraudulently sold stock
at inflated prices to customers of the firm.
The Division of Enforcement institutes public administrative
proceedings pursuant to Section 15(b) of the Securities Exchange Act
of 1934 (Exchange Act) to afford Peremen the opportunity to establish
a defense to the Order's allegations and to determine what, if any,
remedial action is appropriate in the public interest against Peremen.
_________________________________________________________________
Modified 01/27/20023
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