 |
 |
|
|
|
|
|
|
|
| | | |
|
|
|
|
|
|||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
1
.
SEC ADMINISTRATIVE PROCEEDING
|
EXTRACTED KEY WORDS
GORSEK EXCHANGE ACT COMMISSION STRATEGIC INVESTMENTS ADMINISTRATIVE PROCEEDINGS RESPONDENT FINDINGS BROKER-DEALER INSTITUTING PURSUANT SIA ISSUERS HEREBY SCHEME STOCK PROMOTER BROKERAGE CUSTOMERS UNITED STATES MATTER WAYNE MAKING FINDINGS IMPOSING REMEDIAL SANCTIONS DEEMS CONSENTS COURT JUDGEMENT PERMANENT DISTRICT ILLINOIS MICROCAP |
United States of America
before the
Securities and Exchange Commission
Securities Exchange Act of 1934
Release No. 47269 / January 28, 2003
Administrative Proceeding
File No. 3-11021
_________________________________________________________________
In the Matter of
WAYNE F. GORSEK,
Respondent.
_________________________________________________________________
ORDER INSTITUTING PUBLIC ADMINISTRATIVE PROCEEDINGS PURSUANT TO
SECTION 15(b) OF THE SECURITIES EXCHANGE ACT OF 1934, MAKING FINDINGS
AND IMPOSING REMEDIAL SANCTIONS
I.
The Securities and Exchange Commission ("Commission") deems it
appropriate and in the public interest that public administrative
proceedings be and they hereby are instituted against Wayne F. Gorsek
("Respondent" or "Gorsek") pursuant to Section 15(b) of the Securities
Exchange Act of 1934.
II.
In anticipation of the institution of these administrative
proceedings, Gorsek has submitted an Offer of Settlement ("Offer")
which the Commission has determined to accept. Solely for the purpose
of these proceedings and any other proceedings brought by or on behalf
of the Commission or to which the Commission is a party, Gorsek,
without admitting or denying the findings herein, except as to the
Commission's jurisdiction over him and over the subject matter of
these proceedings as to Paragraphs III.A. and III.B. below, which
Respondent admits, Respondent consents to entry of this Order
Instituting Public Administrative Proceedings pursuant to Section
15(b) of the Securities Exchange Act of 1934, Making Findings, and
Imposing Remedial Sanctions ("Order").
III.
On the basis of this Order and the Respondent's Offer, the Commission
SNIPPETS:
|
|
|
| | | |
|
|
