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1
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SEC ADMINISTRATIVE PROCEEDING
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EXTRACTED KEY WORDS
EXCHANGE ACT COMMISSION ERIK MASCHLER PROCEEDING PURSUANT ADMINISTRATIVE PROCEEDING FINDINGS RESPONDENT INSTITUTING DATEK SECURITIES FRAUDULENT SCHEME PROFITS IMPOSING SANCTIONS VIOLATING COMPLAINT CONTROL EXECUTE TRADES MATTER MAKING FINDINGS DEEMS SETTLEMENT HEREBY SECURITIES CORPORATION HEARTLAND DISTRICT PROMULGATED THEREUNDER AIDING ABETTING VIOLATIONS |
UNITED STATES OF AMERICA
Before the
SECURITIES AND EXCHANGE COMMISSION
SECURITIES EXCHANGE ACT OF 1934
Release No. 47322 / February 6, 2003
ADMINISTRATIVE PROCEEDING
File No. 3-11030
_________________________________________________________________
In the Matter of
Erik Maschler,
Respondent.
_________________________________________________________________
ORDER INSTITUTING ADMINISTRATIVE PROCEEDING PURSUANT TO SECTION
15(b)(6) OF THE SECURITIES EXCHANGE ACT OF 1934, MAKING FINDINGS, AND
IMPOSING SANCTIONS
I.
The Securities and Exchange Commission ("Commission") deems it
appropriate and in the public interest that a public administrative
proceeding be instituted against Erik Maschler ("Respondent") pursuant
to Section 15(b)(6) of the Securities Exchange Act of 1934 ("Exchange
Act").
II.
In anticipation of these administrative proceedings, Respondent has
submitted an Offer of Settlement ("Offer"), which the Commission has
determined to accept. Solely for the purpose of this proceeding and
any other proceedings brought by or on behalf of the Commission or to
which the Commission is a party, and without admitting or denying the
findings contained herein, except as to those findings contained in
Section III.B below and as to jurisdiction of the Commission over
Respondent and over the subject matter of this proceeding, which
Respondent admits, Erik Maschler consents to the issuance of this
Order Instituting Administrative Proceeding Pursuant to Section
15(b)(6) of the Securities Exchange Act of 1934, Making Findings, and
Imposing Sanctions ("Order").
Accordingly, IT IS ORDERED that a proceeding pursuant to Section
15(b)(6) of the Exchange Act against Erik Maschler be, and hereby is,
instituted.
SNIPPETS:
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