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1
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SEC ADMINISTRATIVE PROCEEDING
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EXTRACTED KEY WORDS
NORTH FACE EXCHANGE ACT SALE COMPANY EMPLOYEES ACCOUNTING MORRIS MARCUS COMMISSION RESPONDENT SECURITIES EXCHANGE ACT CUSTOMER AUDIT COMMITTEE PUBLIC CEASE-AND-DESIST PROCEEDINGS PURSUANT OFFICER INSTITUTING FINDINGS INDEPENDENT AUDITOR PURCHASE ORDER REVENUE INTERNAL INVESTIGATION MISREPRESENTATIONS PAYMENT VIOLATIONS CAUSING SELLER CONTINGENT DONALD WHOLESALE DISTRIBUTOR OUTDOOR APPAREL |
UNITED STATES OF AMERICA
Before the
SECURITIES AND EXCHANGE COMMISSION
SECURITIES EXCHANGE ACT OF 1934
Release No. 47339 / February 10, 2003
ACCOUNTING AND AUDITING ENFORCEMENT
Release No. 1712 / February 10, 2003
ADMINISTRATIVE PROCEEDING
File No. 11038
_________________________________________________________________
In the Matter of
Donald F. Marcus,
Respondent.
_________________________________________________________________
ORDER INSTITUTING PUBLIC CEASE-AND-DESIST PROCEEDINGS, MAKING
FINDINGS, AND IMPOSING A CEASE-AND-DESIST ORDER PURSUANT TO SECTION
21C OF THE SECURITIES EXCHANGE ACT OF 1934
I.
The Securities and Exchange Commission ("Commission") deems it
appropriate that public cease-and-desist proceedings be, and hereby
are, instituted pursuant to Section 21C of the Securities Exchange Act
of 1934 ("Exchange Act") against Donald F. Marcus ("Marcus" or
"Respondent").
II.
In anticipation of the institution of these proceedings, Respondent
has submitted an Offer of Settlement ("Offer"), which the Commission
has determined to accept. Solely for the purpose of these proceedings
and any other proceedings brought by or on behalf of the Commission,
or in which the Commission is a party, and without admitting or
denying the findings herein, except that the Respondent admits the
Commission's jurisdiction over him and the subject matter of the
proceedings, Respondent consents to the entry of this Order
Instituting Public Cease-and-Desist Proceedings, Making Findings, and
Imposing a Cease-and-Desist Order Pursuant to Section 21C of the
Securities Exchange Act of 1934 ("Order").
III.
SNIPPETS:
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