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1
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SEC ADMINISTRATIVE PROCEEDING
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EXTRACTED KEY WORDS
NORTH FACE EXCHANGE ACT SALE COMMISSION RESPONDENT TWS SECURITIES EXCHANGE ACT PUBLIC CEASE-AND-DESIST PROCEEDINGS PURSUANT INSTITUTING FINDINGS CALIFORNIA CUSTOMER COMPANY EMPLOYEE CONFIRMATION LETTER CONSIGNMENT REVENUE AUDITORS OFFICER FINANCIAL STATEMENTS MATERIALLY FALSE MISLEADING VIOLATIONS CAUSING SELLER CONTINGENT ACCOUNTING WHOLESALE DISTRIBUTOR OUTDOOR APPAREL |
UNITED STATES OF AMERICA
Before the
SECURITIES AND EXCHANGE COMMISSION
SECURITIES EXCHANGE ACT OF 1934
Release No. 47341 / February 10, 2003
ACCOUNTING AND AUDITING ENFORCEMENT
Release No. 1714 / February 10, 2003
ADMINISTRATIVE PROCEEDING
File No. 11040
_________________________________________________________________
In the Matter of
Harry P. Adler,
Respondent.
_________________________________________________________________
ORDER INSTITUTING PUBLIC CEASE-AND-DESIST PROCEEDINGS, MAKING
FINDINGS, AND IMPOSING A CEASE-AND-DESIST ORDER PURSUANT TO SECTION
21C OF THE SECURITIES EXCHANGE ACT OF 1934
I.
The Securities and Exchange Commission ("Commission") deems it
appropriate that public cease-and-desist proceedings be, and hereby
are, instituted pursuant to Section 21C of the Securities Exchange Act
of 1934 ("Exchange Act") against Harry P. Adler ("Adler" or
"Respondent").
II.
In anticipation of the institution of these proceedings, Respondent
has submitted an Offer of Settlement ("Offer"), which the Commission
has determined to accept. Solely for the purpose of these proceedings
and any other proceedings brought by or on behalf of the Commission,
or in which the Commission is a party, and without admitting or
denying the findings herein, except that the Respondent admits the
Commission's jurisdiction over him and the subject matter of the
proceedings, Respondent consents to the entry of this Order
Instituting Public Cease-and-Desist Proceedings, Making Findings, and
Imposing a Cease-and-Desist Order Pursuant to Section 21C of the
Securities Exchange Act of 1934 ("Order").
III.
SNIPPETS:
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