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1
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SEC ADMINISTRATIVE PROCEEDING
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EXTRACTED KEY WORDS
MEYERS POLLOCK SECURITIES BROKER STOCK EXCHANGE OIP YORK COURT SOLD COMMISSION PROCEEDING ERIC PEREMAN RESPONDENT DEALER BRIBES SECURITIES EXCHANGE ACT GUILTY SUPERIOR COURT INFORMATION STOCK PROMOTER FRAUDULENTLY SOLD PORTION PAYMENTS PLEADING GUILTY PASSING CO-WORKER HENG FAI CHINA FAI CHINA INDUSTRIES UNITED ACQUISITIONS UNITED ENTERTAINMENT |
United States of America
before the
Securities and Exchange Commission
Securities Exchange Act Of 1934
Release No. 47399 / February 25, 2003
Administrative Proceeding
File No. 3-11017
_________________________________________________________________
In the Matter of
Eric Pereman
Respondent.
_________________________________________________________________
ORDER MAKING FINDINGS AND IMPOSING REMEDIAL SANCTION BY DEFAULT
I.
Respondent Eric Pereman is in default under Rule 155(a) of the
Securities and Exchange Commission's (Commission) Rules of Practice,
17 C.F.R. § 201.155(a), because he has failed to file an Answer to the
Order Instituting Proceedings (OIP), which Answer, by the terms of the
OIP, was due on February 14, 2003. Furthermore, by letter, dated
February 23, 2003, Respondent, by counsel, states that he has received
the OIP and that he will accept a disposition by default.
II.
Accordingly, I find the allegations in the OIP, dated January 24,
2003, are true
A. At all times relevant to this proceeding, Meyers Pollock Robbins,
Inc. (Meyers Pollock) was a broker-dealer registered with the
Commission and headquartered in New York, New York. It was a member of
the National Association of Securities Dealers, Inc. (NASD), and
engaged in a general securities business. Meyers Pollock ceased its
operations in 1997.
B. Pereman was employed by Meyers Pollock as a broker from in or about
January 1996 to in or about October 1996.
C. On September 17, 1999, in the Supreme Court of the State of New
York, County of New York, Criminal Term, Pereman pled guilty to one
count of attempted enterprise corruption based upon his conduct while
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