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1
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SEC ADMINISTRATIVE PROCEEDING
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EXTRACTED KEY WORDS
RESPONDENT EXCHANGE ACT KENNEDY SECURITIES MAGNAN INVESTMENT PURSUANT BROKER CEASE-AND-DESIST PROCEEDINGS FINDINGS DEALER DISGORGEMENT PENALTY INSTITUTING IMPOSING SANCTIONS REPRESENTATIONS DOMINION INVESTMENT RECOVERY VIOLATION UNDERTAKINGS CIVIL PENALTY CONTEST MATTER MAKING FINDINGS HEREBY ENTRY FLORIDA INVESTMENT RECOVERY OFFERING |
United States of America
before the
Securities and Exchange Commission
Securities Exchange Act of 1934
Release No. 47403 / February 25, 2003
Administrative Proceeding
File No. 3-11045
_________________________________________________________________
In the Matter of
KYLE G. KENNEDY,
Respondent.
_________________________________________________________________
ORDER INSTITUTING ADMINISTRATIVE AND CEASE-AND-DESIST PROCEEDINGS,
MAKING FINDINGS, AND IMPOSING REMEDIAL SANCTIONS AND A
CEASE-AND-DESIST ORDER PURSUANT TO SECTIONS 15(b) AND 21C OF THE
SECURITIES EXCHANGE ACT OF 1934
I.
The Securities and Exchange Commission ("Commission") deems it
appropriate and in the public interest that public administrative and
cease-and-desist proceedings be, and hereby are, instituted pursuant
to Sections 15(b) and 21C of the Securities Exchange Act of 1934
("Exchange Act"), against Kyle G. Kennedy ("Respondent").
II.
In anticipation of the institution of these proceedings, Respondent
has submitted an Offer of Settlement (the "Offer") which the
Commission has determined to accept. Solely for the purpose of these
proceedings and any other proceedings brought by or on behalf of the
Commission, or to which the Commission is a party, and without
admitting or denying the findings herein, except as to the
Commission's jurisdiction over him and the subject matter of these
proceedings, Respondent consents to the entry of this Order
Instituting Administrative and Cease-and-Desist Proceedings, Making
Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order
Pursuant to Sections 15(b) and 21C of the Securities Exchange Act of
1934 ("Order"), as set forth below.
III.
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