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1
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SEC ADMINISTRATIVE PROCEEDING
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EXTRACTED KEY WORDS
ACT COMMISSION EXCHANGE ACT LEDAY RESPONDENT MESA GEOSCIENCE ADMINISTRATOR CEASE-AND-DESIST PROCEEDINGS PURSUANT INSTITUTING SALESMAN MONEY ORDER VIOLATIONS UNITED STATES JASON LEDAY MAKING FINDINGS IMPOSING REMEDIAL SANCTIONS HEREBY ENTRY BROKER SALES EFFECTING SUPERVISION BANK DEEMS TEXAS DEALER INVESTORS PARTNERSHIP |
UNITED STATES OF AMERICA
Before the
SECURITIES AND EXCHANGE COMMISSION
SECURITIES ACT OF 1933
Release No. 8198 / February 28, 2003
SECURITIES EXCHANGE ACT OF 1934
Release No. 47426 / February 28, 2003
ADMINISTRATIVE PROCEEDING
File No. 3-11051
_________________________________________________________________
JASON LeDAY,
Respondent.
_________________________________________________________________
ORDER INSTITUTING ADMINISTRATIVE AND CEASE-AND-DESIST PROCEEDINGS,
MAKING FINDINGS, AND IMPOSING REMEDIAL SANCTIONS AND A CEASE-
AND-DESIST ORDER PURSUANT TO SECTION 8A OF THE SECURITIES ACT OF 1933
AND SECTIONS 15(b) AND 21C OF THE SECURITIES EXCHANGE ACT OF 1934
I.
The Securities and Exchange Commission ("Commission") deems it
appropriate and in the public interest that public administrative and
cease-and-desist proceedings be, and hereby are, instituted pursuant
to Section 8A of the Securities Act of 1933 ("Securities Act") and
Sections 15(b) and 21C of the Securities Exchange Act of 1934
("Exchange Act") against Jason LeDay ("Respondent" or "LeDay").
II.
In anticipation of the institution of these proceedings, Respondent
has submitted an Offer of Settlement (the "Offer") which the
Commission has determined to accept. Solely for the purpose of these
proceedings and any other proceedings brought by or on behalf of the
Commission, or to which the Commission is a party, and without
admitting or denying the findings herein, except as to the
Commission's jurisdiction over him and the subject matter of these
proceedings, Respondent consents to the entry of this Order
Instituting Administrative and Cease-and-Desist Proceedings, Making
SNIPPETS:
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