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SEC v NICHOLAS J. JULIAN, JR Click to find out why . . .



Keywords & Phrases
CaseNo: 34-47495, Defendant: Nicholas J. Julian, Jr., Plaintiff: SEC, State: OR Oregon, UniqueCaseRef: SEC>34-47495, Julian, Exchange Act, Commission, Securities Exchange Act, Respondent, Public Administrative Proceedings, Penny Stock, Administrative Proceedings, Instituting, Pursuant, Findings, United States, Imposing Remedial Sanctions, Hereby, Purpose, Participating, Fraud, Co-conspirators, Transfers, Matter, Nicholas, Making Findings, Deems, Admitting, Consents, Promoter, Offerings, Julian Pled Guilty, District, Secret , ContentID: 120255845

Case Documents
1 2003-03-13 SEC ADMINISTRATIVE PROCEEDING
[ see first page and extracted highlights below  ] ItemID: 133135
3 pages
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Total Documents: 1 document , 3 pages
Price: $ 19.95


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1 . SEC ADMINISTRATIVE PROCEEDING

EXTRACTED KEY WORDS
EXCHANGE ACT
COMMISSION
SECURITIES EXCHANGE ACT
RESPONDENT
PUBLIC ADMINISTRATIVE PROCEEDINGS
PENNY STOCK
ADMINISTRATIVE PROCEEDINGS
INSTITUTING
PURSUANT
FINDINGS
UNITED STATES
IMPOSING REMEDIAL SANCTIONS
HEREBY
PURPOSE
PARTICIPATING
FRAUD
CO-CONSPIRATORS
TRANSFERS
MATTER
NICHOLAS
MAKING FINDINGS
DEEMS
ADMITTING
CONSENTS
PROMOTER
OFFERINGS
JULIAN PLED GUILTY
DISTRICT
SECRET
United States of America
before the
Securities and Exchange Commission

Securities Exchange Act of 1934
Release No. 47495 / March 13, 2003

Administrative Proceeding
File No. 3-11064
     _________________________________________________________________

   In the Matter of

   NICHOLAS J. JULIAN, JR.

   Respondent.
     _________________________________________________________________

   ORDER INSTITUTING PUBLIC ADMINISTRATIVE PROCEEDINGS PURSUANT TO
   SECTION 15(b) OF THE SECURITIES EXCHANGE ACT OF 1934, MAKING FINDINGS,
   AND IMPOSING REMEDIAL SANCTIONS

I.

   The Securities and Exchange Commission ("Commission") deems it
   appropriate and in the public interest that public administrative
   proceedings be, and hereby are, instituted pursuant to Section 15(b)
   of the Securities Exchange Act of 1934 ("Exchange Act") against
   Nicholas J. Julian, Jr. ("Julian" or "Respondent").

II.

   In anticipation of the institution of these proceedings, Respondent
   has submitted an Offer of Settlement (the "Offer") which the
   Commission has determined to accept. Solely for the purpose of these
   proceedings and any other proceedings brought by or on behalf of the
   Commission, or to which the Commission is a party, and without
   admitting or denying the findings herein, except as to the
   Commission's jurisdiction over him and the subject matter of these
   proceedings, and the findings contained in Section III.3 below, which
   are admitted, Respondent consents to the entry of this Order
   Instituting Public Administrative Proceedings Pursuant to Section
   15(b) of the Securities Exchange Act of 1934, Making Findings, and
   Imposing Remedial Sanctions ("Order"), as set forth below.

III.

   On the basis of this Order and Respondent's Offer, the Commission
SNIPPETS:
  • ORDER INSTITUTING PUBLIC ADMINISTRATIVE PROCEEDINGS PURSUANT TO
  • SECTION 15OF THE SECURITIES EXCHANGE ACT OF 1934, MAKING FINDINGS,
  • The Securities and Exchange Commission deems it appropriate and in the public interest that
  • In anticipation of the institution of these proceedings, Respondent has submitted an Offer of
  • Solely for the purpose of these proceedings and any other proceedings brought by or on behalf
  • 15of the Securities Exchange Act of 1934, Making Findings, and Imposing Remedial Sanctions,
  • Julian promoted and participated in four offerings of common stock, three of which were penny
  • On March 11, 2002, Julian pled guilty to one count of conspiracy to commit mail fraud, wire
  • The count of the criminal information to which Julian pled guilty alleged,, that Julian made
  • These transfers were made without State Mutual's knowledge of the purpose of these transfers
  • One of the two co-conspirators that Julian paid for participating in this fraud was a
  • the Commission deems it appropriate and in the public interest to impose the sanctions
  • ACCORDINGLY, IT IS HEREBY ORDERED
  • Julian be, and hereby is, barred from participating in any offering of a penny stock,
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