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1
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SEC ADMINISTRATIVE PROCEEDING
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EXTRACTED KEY WORDS
QWEST SECURITIES COMMISSION PFAU ACCOUNTING RESPONDENT REVENUE IRU VIOLATIONS REPORTS PURSUANT AGREEMENTS TRANSACTIONS DARK FIBER RECOGNITION INSTITUTING FINDINGS INTERNET TELECOMMUNICATIONS STOCK EMPLOYEES SALE PURCHASERS ISSUER MATERIALS RELEVANT PERIOD PORT KNOWING PARAGRAPHS |
UNITED STATES OF AMERICA
before the
SECURITIES AND EXCHANGE COMMISSION
SECURITIES ACT OF 1933
Release No. 8295 / September 29, 2003
SECURITIES EXCHANGE ACT OF 1934
Release No. 48559 / September 29, 2003
ACCOUNTING AND AUDITING ENFORCEMENT
Release No. 1879 / September 29, 2003
ADMINISTRATIVE PROCEEDING
File No. 3-11278
_________________________________________________________________
In the Matter of
LOREN D. PFAU,
Respondent.
_________________________________________________________________
ORDER INSTITUTING PROCEEDINGS PURSUANT TO SECTION 8A OF THE SECURITIES
ACT OF 1933 AND SECTION 21C OF THE SECURITIES EXCHANGE ACT OF 1934,
MAKING FINDINGS, AND IMPOSING A CEASE-AND-DESIST ORDER
I.
The Securities and Exchange Commission ("Commission") deems it
appropriate that cease-and-desist proceedings be, and hereby are,
instituted pursuant to Section 8A of the Securities Act of 1933
("Securities Act") and Section 21C of the Securities Exchange Act of
1934 ("Exchange Act") against Loren D. Pfau ("Respondent" or "Pfau").
II.
In anticipation of the institution of these proceedings, Respondent
has submitted an Offer of Settlement (the "Offer") which the
Commission has determined to accept. Solely for the purpose of these
proceedings and any other proceedings brought by or on behalf of the
Commission, or to which the Commission is a party, and without
admitting or denying the findings herein, except that Respondent has
admitted the Commission's jurisdiction over him and over the matters
set forth herein, Respondent has consented to the entry of this Order
SNIPPETS:
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