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1
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SEC ADMINISTRATIVE PROCEEDING
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EXTRACTED KEY WORDS
COMMISSION SECURITIES EXCHANGE ACT HOMESTORE RESPONDENT PRACTICE ADMINISTRATIVE PROCEEDINGS INSTITUTING PURSUANT FINDINGS CALIFORNIA COMPLAINT COURT VIOLATIONS PERMANENTLY ENJOINS THEREUNDER REVENUE ACCOUNTANT ADAM IMPOSING REMEDIAL SANCTIONS ADMITTING MANAGER FINANCIAL PLANNING DENYING JURISDICTION CONSENTS ENTRY RESIDENT LICENSE |
UNITED STATES OF AMERICA
before the
SECURITIES AND EXCHANGE COMMISSION
SECURITIES EXCHANGE ACT OF 1934
Release No. 48570 / September 30, 2003
ACCOUNTING AND AUDITING ENFORCEMENT
Release No. 1880 / September 30, 2003
ADMINISTRATIVE PROCEEDING
File No. 3-11284
_________________________________________________________________
In the Matter of
ADAM S. RICHARDS, CPA,
Respondent.
_________________________________________________________________
ORDER INSTITUTING PUBLIC ADMINISTRATIVE PROCEEDINGS PURSUANT TO RULE
102(e) OF THE COMMISSION'S RULES OF PRACTICE, MAKING FINDINGS, AND
IMPOSING REMEDIAL SANCTIONS
I.
The Securities and Exchange Commission ("Commission") deems it
appropriate and in the public interest that public administrative
proceedings be, and hereby are, instituted against Adam S. Richards
("Respondent" or "Richards") pursuant to Rule 102(e)(3)(i) of the
Commission's Rules of Practice.
II.
In anticipation of the institution of these proceedings, Respondent
has submitted an Offer of Settlement (the "Offer") which the
Commission has determined to accept. Solely for the purpose of these
proceedings and any other proceedings brought by or on behalf of the
Commission, or to which the Commission is a party, and without
admitting or denying the findings herein, except as to the
Commission's jurisdiction over him and the subject matter of these
proceedings and the findings contained in Section III.3. below, which
are admitted, Respondent consents to the entry of this Order
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