 |
 |
|
|
|
|
|
|
|
| | | |
|
|
|
|
|
|||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
1
.
SEC ADMINISTRATIVE PROCEEDING
|
EXTRACTED KEY WORDS
GRYSKIEWICZ COMMISSION EXCHANGE ACT PAN AMERICAN RESPONDENT PURSUANT INVESTMENT ADMINISTRATIVE PROCEEDINGS INSTITUTING FINDINGS BROKER COMPLAINT OFFERING PAN AMERICAN UNITS LODI SCOTT ALEXANDER REMEDIAL SANCTIONS PURSUANT HEREBY ADMITTING CONSENT REPRESENTATIONS UNITED STATES MATTER MAKING FINDINGS IMPOSING DEEMS DENYING JERSEY PARTIAL JUDGMENT |
UNITED STATES OF AMERICA
before the
SECURITIES AND EXCHANGE COMMISSION
SECURITIES EXCHANGE ACT OF 1934
Release No. 48427A / September 30, 2003
ADMINISTRATIVE PROCEEDING
File No. 3-11239
_________________________________________________________________
In the Matter of
SCOTT ALEXANDER
GRYSKIEWICZ,
Respondent.
_________________________________________________________________
CORRECTED
ORDER INSTITUTING ADMINISTRATIVE PROCEEDINGS, MAKING FINDINGS, AND
IMPOSING REMEDIAL SANCTIONS PURSUANT TO SECTION 15(b) OF THE
SECURITIES EXCHANGE ACT OF 1934
I.
The Securities and Exchange Commission ("Commission") deems it
appropriate and in the public interest that public administrative
proceedings be, and hereby are, instituted pursuant to Section 15(b)
of the Securities Exchange Act of 1934 ("Exchange Act") against Scott
Alexander Gryskiewicz ("Respondent").
II.
In anticipation of the institution of these proceedings, Respondent
has submitted an Offer of Settlement (the "Offer") which the
Commission has determined to accept. Solely for the purpose of these
proceedings and any other proceedings brought by or on behalf of the
Commission, or to which the Commission is a party, and without
admitting or denying the findings herein, except as to the
Commission's jurisdiction over him and the subject matter of these
proceedings, and the findings contained in Section III.2 below, which
are admitted, Respondent consents to the entry of this Order
Instituting Administrative Proceedings, Making Findings, and Imposing
Remedial Sanctions Pursuant to Section 15(b) of the Securities
Exchange Act of 1934 ("Order"), as set forth below.
SNIPPETS:
|
|
|
| | | |
|
|
