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SEC LITIGATION RELEASE
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EXTRACTED KEY WORDS
SECURITIES EXCHANGE COMMISSION PERMANENT INJUNCTION TERRI JUDGEMENT DISGORGEMENT DISTRICT FISCHER ACT COLO HONORABLE ROBERT BLACKBURN UNITED STATES DISTRICT STATES DISTRICT JUDGE COLORADO RELIEF DEFENDANT TERRI MEMBER MANAGEMENT FISCHER IMAGING CORPORATION INSIDER TRADING FISCHER STOCK FAILURE ANTICIPATED EARNINGS PERMANENTLY ENJOINS RESTRAINS VIOLATING PAY DISGORGEMENT PREJUDGMENT AMOUNT |
U.S. Securities and Exchange Commission
Litigation Release No.18106 / April 24, 2003
FINAL JUDGMENT ORDERING PERMANENT INJUNCTION, DISGORGEMENT AND
PRE-JUDGMENT INTEREST AGAINST TERRI R. SCOTT
SECURITIES AND EXCHANGE COMMISSION V. TERRI R. SCOTT, CASE NO. 98-RB-2090
(MJW) (U.S. Dist. Colo.)
The Securities and Exchange Commission (SEC) announced that on
February 21, 2003, the Honorable Robert Blackburn, United States
District Judge for the District of Colorado, entered a Final Judgment
of Permanent Injunction and Other Relief Against Defendant Terri R.
Scott. The Commission charged that Scott, while a member of the
management of Fischer Imaging Corporation, engaged in several
instances of insider trading in Fischer stock in advance of a press
release concerning failure to meet anticipated earnings.
Scott consented to the order which permanently enjoins and restrains
her from violating Section 17(a) of the Securities Act of 1933 and
Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5.
Scott was also ordered to pay disgorgement and prejudgment interest in
the amount of $18,625.00.
_________________________________________________________________
Modified 04/24/2003
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