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UNITED STATES v THOMAS TRAUGER Click to find out why . . .


Keywords & Phrases
CaseNo: USVTT160727, CourtName: MISC 5, Plaintiff: UNITED STATES, State: CA California, UniqueCaseRef: LCD>USVTT160727, Audit, Nextcard, United States, Trauger, Flanagan, Occ, Loan, Working Papers, Review, California, San Francisco, Aws Files, Securitization, Violation, District, Sworn, Complaint, Thomas, Interviews, Audit Manager, Loan Losses, Fbi, Nextcard Engagement, Affidavit, Financial Statements, Times Relevant, Occ Subpoena, Officials, According, Loan Loss Allowance , ContentID: 120255257

Case Documents
1 2003-09-24 CRIMINAL COMPLAINT
[ see first page and extracted highlights below  ] ItemID: 132544 		29 pages
PDF
Total Documents: 1 document , 29 pages
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1 . CRIMINAL COMPLAINT

EXTRACTED KEY WORDS 
NEXTCARD
UNITED STATES
TRAUGER
FLANAGAN
OCC
LOAN
WORKING PAPERS
REVIEW
CALIFORNIA
SAN FRANCISCO
AWS FILES
SECURITIZATION
VIOLATION
DISTRICT
SWORN
COMPLAINT
THOMAS
INTERVIEWS
AUDIT MANAGER
LOAN LOSSES
FBI
NEXTCARD ENGAGEMENT
AFFIDAVIT
FINANCIAL STATEMENTS
TIMES RELEVANT
OCC SUBPOENA
OFFICIALS
ACCORDING
LOAN LOSS ALLOWANCE

        40  91  (Rqv. Y85)  Criminal  Curtplaint
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                                         NORTHERN                                           
                 CALIFORNIA                                                  .-

                                         . .              I
                                                                                                 
                                                         L.
                                                                                                 
                                                    d. . ..-
                         UNITED  STATES  OF  AMERICA
                                                 .--II4  ,,
                                                                                                   
                                                           /::..
                                                    v.
                                THOMAS  C. lRAUGER                                                 
                            COMPLAINT                                        1

                                                                             c
                                                                                                   
NUMBER:
                                                                                                   
                            (Name     and  Add-            of  D&gdant)             `:;i  ,.  :.i 
                                   3  nv,

                                   -,i  -:,fyo,                       y  ;.
                   I,  the  undersigned  complainant  being  duly  sworn  state  the  following  is

      knowledge  and  belief.                              On  or  about            1 o/2001  -
      SAN  FRANCISCO                                            county,  if

                 NORTHERN                           District  of            CALIFORNIA             
Language  of Offense)



I      SEE ATTACHMENT A



      in  violation  of  title                        18               United States Code,
SNIPPETS:
  • the undersigned complainant being duly sworn state the following is true and correct to the
  • District of CALIFORNIA
  • and that this complaint is based on the following
  • JAMES LARSON UNITED STATES MAGISTRATE JUDGE
  • md inclusive, in the Northern District of California and elsewhere, the defendant THOMAS C.
  • namely the Office of the Comptroller of the Currency, in violation of 18 US.C.
  • 12 reviews of the financial statements of NextCard, Inc. by Ernst and Young, LLP, with the
  • I am a Special Agent with the FBI and have been so employed since September 7!998.
  • I have learned the facts contained in this Complaint by, among other things, 18 onducting
  • I have also reviewed various materials, including working papers and other documents, 24
  • No search warrant has been issued in this investigation and none of&e 2 documents described
  • 12 publicly-traded Delaware corporation with headquarters in San Francisco,
  • 17 February 2002, the OCC force,d NextBank to discontinue operations in light of the bank's
  • At all times relevant to this Affidavit,
  • TRAUGER was the primary 3 E&Y audit partner assigned to the NextCard engagement at all times
  • At all times relevant to this Affidavit, Oliver Flanagan, a citizen of Republic of
  • 23 2002 and April 2002, TRAUGER assisted in the collection and production of these altered 24
  • Based on my interviews of OCC officials and my review of publicly available 7 documents, I
  • Based on my interviews of OCC and SEC officials, I have learned that a key 19 indicator of
  • a bank's charge-off ratio is used to determine the size of its 24 dlowance for loan losses -
  • According to TRAUGER's testimony,
  • 23 Flanagan's presence and while reviewing a spreadsheet included in the 2000 audit working
  • Based on my review of a document produced by E&Y which describes the firm's 3 policies and
  • TLXUGER copied the e-mail to Flanagan, who forwarded it to the audit manager 20 21 on the
  • During this meeting, TRAUGER showed the former auditor NextCard 9 working papers, including
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