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1
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SEC ADMINISTRATIVE PROCEEDING
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EXTRACTED KEY WORDS
EXCHANGE ACT SECURITIES EXCHANGE ACT INSTITUTING RESPONDENT BROADWAY BANK ADMINISTRATIVE PROCEEDINGS PURSUANT FINDINGS UNITED STATES MAKING FINDINGS REMEDIAL SANCTIONS HEREBY FINANCIAL INSTITUTION DISTRICT COURT SOLD LOANS MATTER IMPOSING DEEMS ADMITTING ENTRY BASIS JERSEY PRESIDENT BROKER-DEALER GUILTY REPORT PROBATION KOLBEN PLEADED GUILTY |
United States of America
before the
Securities and Exchange Commission
Securities Exchange Act of 1934
Release No. 47486 / March 12, 2003
Administrative Proceeding
File No. 3-11060
_________________________________________________________________
In the Matter of
PETER MEYER KOLBEN
Respondent.
_________________________________________________________________
ORDER INSTITUTING ADMINISTRATIVE PROCEEDINGS PURSUANT TO SECTION 15(b)
OF THE SECURITIES EXCHANGE ACT OF 1934, MAKING FINDINGS, AND IMPOSING
REMEDIAL SANCTIONS
I.
The Securities and Exchange Commission ("Commission") deems it
appropriate and in the public interest that public administrative
proceedings be, and hereby are, instituted pursuant to Section 15(b)
of the Securities Exchange Act of 1934 ("Exchange Act") against Peter
Meyer Kolben ("Kolben" or "Respondent").
II.
In anticipation of the institution of these proceedings, Respondent
has submitted an Offer of Settlement (the "Offer") which the
Commission has determined to accept. Solely for the purpose of these
proceedings and any other proceedings brought by or on behalf of the
Commission, or to which the Commission is a party, and without
admitting or denying the findings herein, except as to the
Commission's jurisdiction over him and the subject matter of these
proceedings, and the findings contained in Section III.2 below, which
are admitted, Respondent consents to the entry of this Order
Instituting Administrative Proceedings Pursuant to Section 15(b) of
the Securities Exchange Act of 1934, Making Findings, and Imposing
Remedial Sanctions ("Order"), as set forth below.
III.
On the basis of this Order and Respondent's Offer, the Commission
SNIPPETS:
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