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1
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SEC ADMINISTRATIVE PROCEEDING
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EXTRACTED KEY WORDS
ACT SCARSO EXCHANGE ACT COMMISSION RESPONDENT CUSTOMERS PURSUANT PURCHASES UNITED STATES SALES EMANUELE FINDINGS SANCTIONS MONEY ORDER VIOLATIONS MATERIAL FACT INSTRUCTIONS FOREGOING BARCLAY ENTRY DEFRAUD ACCOUNTS MATTER MICHAEL ORDER MAKING FINDINGS IMPOSING REMEDIAL SANCTIONS CEASE-AND-DESIST ORDER PURSUANT AGE BROKER-DEALER |
UNITED STATES OF AMERICA
before the
SECURITIES AND EXCHANGE COMMISSION
SECURITIES ACT OF 1933
Release No. 8200 / March 13, 2003
SECURITIES EXCHANGE ACT OF 1934
Release No. 47496 / March 13, 2003
ADMINISTRATIVE PROCEEDING
File No. 3-10765
_________________________________________________________________
In the Matter of
J.W. BARCLAY & CO., INC.
JOHN A. BRUNO
MICHAEL J. WILLS
EDGAR B. ALACAN
EMMANUEL P. CUBE
MAYER DALLAL
DANOO NOOR, SR.
EMANUELE A. SCARSO
MICHAEL B. SCOTT,
Respondents.
_________________________________________________________________
ORDER MAKING FINDINGS AND IMPOSING REMEDIAL SANCTIONS AND A
CEASE-AND-DESIST ORDER PURSUANT TO SECTION 8A OF THE SECURITIES ACT OF
1933 AND SECTIONS 15(b) AND 21C OF THE SECURITIES EXCHANGE ACT OF 1934
AS TO EMANUELE A. SCARSO
I.
On April 24, 2002, the Securities and Exchange Commission
("Commission") instituted public administrative proceedings pursuant
to Section 8A of the Securities Act of 1933 ("Securities Act") and
Sections 15(b) and 21C of the Securities Exchange Act of 1934
("Exchange Act") against Respondent Emanuele A. Scarso ("Scarso" or
"Respondent") and others. Scarso has submitted an Offer of Settlement
("Offer") which the Commission has determined to accept.
II.
Solely for the purpose of these proceedings and any other proceedings
brought by or on behalf of the Commission, or to which the Commission
SNIPPETS:
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