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1
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SEC ADMINISTRATIVE PROCEEDING
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EXTRACTED KEY WORDS
BARCLAY EXCHANGE ACT WILLS CUSTOMERS RESPONDENT COMMISSION REGISTERED REPRESENTATIVES SUPERVISE PURCHASES SCOTT RRS MICHAEL CUBE AGE ACCOUNTS ALACAN NOOR SCARSO PURSUANT SALES UNITED STATES BRUNO MARGIN VIOLATIONS SANCTIONS BROKER-DEALER STOCK MATERIAL FACT MONEY ORDER |
UNITED STATES OF AMERICA
before the
SECURITIES AND EXCHANGE COMMISSION
SECURITIES ACT OF 1933
Release No. 8202 / March 13, 2003
SECURITIES EXCHANGE ACT OF 1934
Release No. 47498 / March 13, 2003
ADMINISTRATIVE PROCEEDING
File No. 3-10765
_________________________________________________________________
In the Matter of
J.W. BARCLAY & CO., INC.
JOHN A. BRUNO
MICHAEL J. WILLS
EDGAR B. ALACAN
EMMANUEL P. CUBE
MAYER DALLAL
DANOO NOOR, SR.
EMANUELE A. SCARSO
MICHAEL B. SCOTT,
Respondents.
_________________________________________________________________
ORDER MAKING FINDINGS AND IMPOSING REMEDIAL SANCTIONS PURSUANT TO
SECTION 15(b) OF THE SECURITIES EXCHANGE ACT OF 1934 AS TO MICHAEL J.
WILLS
I.
On April 24, 2002, the Securities and Exchange Commission
("Commission") instituted public administrative proceedings pursuant
to Section 15(b) of the Securities Exchange Act of 1934 ("Exchange
Act") against Respondent Michael J. Wills ("Wills" or "Respondent")
and others. Wills has submitted an Offer of Settlement ("Offer") which
the Commission has determined to accept.
II.
Solely for the purpose of these proceedings and any other proceedings
brought by or on behalf of the Commission, or to which the Commission
is a party, and without admitting or denying the findings herein,
except as to the Commission's jurisdiction over him and the subject
SNIPPETS:
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