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1
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SEC ADMINISTRATIVE PROCEEDING
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EXTRACTED KEY WORDS
COMMISSION EXCHANGE ACT STOCK SECURITIES JUDGEMENT DISTRICT PSA PURSUANT COMPLAINT CIVIL PENNY STOCK PARTICIPATING PURCHASE BROKER-DEALER UNREGISTERED BROKER-DEALER UNITED STATES DANIEL INSTITUTING REMEDIAL SANCTIONS HEREBY ADMITTING ENTRY CONSENTS PERMANENT INJUNCTION CIVIL ACTION VIOLATIONS THEREUNDER NORTHERN DISTRICT CALIFORNIA |
UNITED STATES OF AMERICA
Before the
SECURITIES AND EXCHANGE COMMISSION
SECURITIES EXCHANGE ACT OF 1934
Release No. 47579 / March 27, 2003
ADMINISTRATIVE PROCEEDING
File No. 3-11075
_________________________________________________________________
In the Matter of
DANIEL C. SANDERS,
Respondent.
_________________________________________________________________
ORDER INSTITUTING PUBLIC PROCEEDINGS, MAKING FINDINGS AND IMPOSING
REMEDIAL SANCTIONS PURSUANT TO SECTION 15(b)(6) OF THE SECURITIES
EXCHANGE ACT OF 1934
I.
The Securities and Exchange Commission ("Commission") deems it
appropriate and in the public interest that proceedings pursuant to
Section 15(b)(6) of the Securities Exchange Act of 1934 ("Exchange
Act") be, and they hereby are, instituted against Daniel C. Sanders
("Sanders" or "Respondent").
II.
In anticipation of the institution of these proceedings, Sanders has,
pursuant to Rule 240(a) of the Commission's Rules of Practice (17
C.F.R. § 201.240(a)), submitted an Offer of Settlement ("Offer"),
which the Commission has determined to accept.
Solely for the purposes of these proceedings and any other proceedings
brought by or on behalf of the Commission, or to which the Commission
is a party, Sanders
A. admits jurisdiction of the Commission over him and over the
matters set forth in this Order; and
B. without admitting or denying the findings in this Order, except as
to the entry of the injunction in Paragraph III.B. below, which is
admitted, consents to the entry of this Order and the imposition
of the remedial sanctions set forth below.
III.
SNIPPETS:
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