LegalCaseDocs.com
shopping cart  
  |     
Search
 

 
New Visitors


 VeriSign Secure Site

 Get Adobe Reader

SEC v TIMOTHY J. PINCHIN Click to find out why . . .



Keywords & Phrases
CaseNo: 34-47580, Defendant: Timothy J. Pinchin, Plaintiff: SEC, State: OR Oregon, UniqueCaseRef: SEC>34-47580, Commission, Pinchin, Securities, Exchange, Stock, Exchange Act, Pursuant, Complaint, District, Psa, Timothy, Publicity, Entry, Penny Stock, Shares, Judgement, Promoters, United States, Matter, Instituting, Remedial Sanctions, Hereby, Admitting, British Columbia, Consents, Permanent Injunction, Civil Action, Northern District, California, Common Stock , ContentID: 120254987

Case Documents
1 2003-03-27 SEC ADMINISTRATIVE PROCEEDING
[ see first page and extracted highlights below  ] ItemID: 132169
3 pages
HTML
Total Documents: 1 document , 3 pages
Price: $ 19.95


IVESLCD01 KGI0001
 
 

 Forgot your password?


1 . SEC ADMINISTRATIVE PROCEEDING

EXTRACTED KEY WORDS
PINCHIN
SECURITIES
EXCHANGE
STOCK
EXCHANGE ACT
PURSUANT
COMPLAINT
DISTRICT
PSA
TIMOTHY
PUBLICITY
ENTRY
PENNY STOCK
SHARES
JUDGEMENT
PROMOTERS
UNITED STATES
MATTER
INSTITUTING
REMEDIAL SANCTIONS
HEREBY
ADMITTING
BRITISH COLUMBIA
CONSENTS
PERMANENT INJUNCTION
CIVIL ACTION
NORTHERN DISTRICT
CALIFORNIA
COMMON STOCK
UNITED STATES OF AMERICA
Before the
SECURITIES AND EXCHANGE COMMISSION

SECURITIES EXCHANGE ACT OF 1934
Release No. 47580 / March 27, 2003

   ADMINISTRATIVE PROCEEDING
   File No. 3-11076
     _________________________________________________________________

   In the Matter of

   TIMOTHY J. PINCHIN

                                                              Respondent.
     _________________________________________________________________

   ORDER INSTITUTING PUBLIC PROCEEDINGS PURSUANT TO SECTION 15(b)(6) OF
   THE SECURITIES EXCHANGE ACT OF 1934, MAKING FINDINGS, AND IMPOSING
   REMEDIAL SANCTIONS

                                     I.

   The Securities and Exchange Commission ("Commission") deems it
   appropriate and in the public interest that proceedings pursuant to
   Section 15(b)(6) of the Securities Exchange Act of 1934 ("Exchange
   Act") be, and they hereby are, instituted against Timothy J. Pinchin
   ("Pinchin" or "Respondent").

                                    II.

   In anticipation of the institution of these proceedings, Pinchin has,
   pursuant to Rule 240(a) of the Securities and Exchange Commission's
   ("Commission") Rules of Practice (17 C.F.R. § 201.240(a)), submitted
   an Offer of Settlement ("Offer"), which the Commission has determined
   to accept.

   Solely for the purposes of these proceedings and any other proceedings
   brought by or on behalf of the Commission, or to which the Commission
   is a party, Pinchin
    A. admits jurisdiction of the Commission over him, over the subject
       matter of this proceeding and over the matters set forth in this
       Order; and
    B. without admitting or denying the findings in this Order, except as
       to the entry of the order by the British Columbia Securities
       Commission in Paragraph III.B. below and the entry of the
       injunction in Paragraph III.E. below, which is admitted, consents
SNIPPETS:
  • UNITED STATES OF AMERICA
  • SECURITIES AND EXCHANGE COMMISSION
  • ORDER INSTITUTING PUBLIC PROCEEDINGS PURSUANT TO SECTION 15OF
  • THE SECURITIES EXCHANGE ACT OF 1934, MAKING FINDINGS, AND IMPOSING REMEDIAL SANCTIONS
  • The Securities and Exchange Commission deems it appropriate and in the public interest that
  • Solely for the purposes of these proceedings and any other proceedings brought by or on
  • below and the entry of the injunction in Paragraph III.E.
  • below, which is admitted, consents to the entry of this Order and the imposition of the
  • On the basis of this Order and Respondent's Offer, the Commission finds A. That Pinchin
  • That on August 2, 1999, the Commission filed its Complaint For Permanent Injunction and Other
  • The Complaint was filed in the United States District Court for the Northern District of
  • That the Commission's Complaint alleged that at all relevant times, the common stock of PSA,
  • The Complaint further alleged that, from approximately May 1998 through August 1998, Pinchin Equities, LLC, as an unregistered broker-dealer; and participated in an illegal unregistered
  • E. That on February 14, 2003, a Final Judgment of Permanent Injunction And Other Equitable
  • Pinchin consented to the entry of the Final Judgment without admitting or denying the
  •    |