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SEC v FIRST FIDELITY SECURITIES Click to find out why . . .



Keywords & Phrases
CaseNo: 34-47585, Defendant: First Fidelity Securities, Plaintiff: SEC, State: NJ New Jersey, UniqueCaseRef: SEC>34-47585, Plan, Commission, Distribution, Securities, Disgorgement, Exchange Commission, Pursuant, Hereby, Proceeding, Practice, Unites States, America, Securities Exchange Act, Administrative Proceeding, Matter, First Fidelity Securities, Order Approving Plan, Proposed Plan, Connection, Financial Management, Disgorgement Funds Pursuant, County Municipal Utilities, Municipal Utilities Authority, Jersey , ContentID: 120254985

Case Documents
1 2003-03-27 SEC ADMINISTRATIVE PROCEEDING
[ see first page and extracted highlights below  ] ItemID: 132167
2 pages
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Total Documents: 1 document , 2 pages
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1 . SEC ADMINISTRATIVE PROCEEDING

EXTRACTED KEY WORDS
COMMISSION
DISTRIBUTION
SECURITIES
DISGORGEMENT
EXCHANGE COMMISSION
PURSUANT
HEREBY
PROCEEDING
PRACTICE
UNITES STATES
AMERICA
SECURITIES EXCHANGE ACT
ADMINISTRATIVE PROCEEDING
MATTER
FIRST FIDELITY SECURITIES
ORDER APPROVING PLAN
PROPOSED PLAN
CONNECTION
FINANCIAL MANAGEMENT
DISGORGEMENT FUNDS PURSUANT
COUNTY MUNICIPAL UTILITIES
MUNICIPAL UTILITIES AUTHORITY
JERSEY
UNITES STATES OF AMERICA
before the
SECURITIES AND EXCHANGE COMMISSION

Securities Exchange Act of 1934
Release No. 47585 / March 27, 2003

   Administrative Proceeding
   File No. 3-8917
     _________________________________________________________________

   In the Matter of

   FIRST FIDELITY SECURITIES
   GROUP,

                                                               Respondent
     _________________________________________________________________

       ORDER APPROVING PLAN OF DISGORGEMENT DISTRIBUTION AND ORDERING
                                DISTRIBUTION

   On February 13, 2003, the Securities and Exchange Commission
   ("Commission") published a Notice of Proposed Plan of Disgorgement
   Distribution and Opportunity for Comment ("Notice") in connection with
   this proceeding, pursuant to Rule 612 of the Commission's Rules of
   Practice (17 C.F.R. 201.612).

   The Notice provided that all persons desiring to comment on the Plan
   of Disgorgement submit their written views to the Commission by March
   17, 2003. The Commission has not received any comments on the Plan of
   Distribution.

   Accordingly, IT IS HEREBY ORDERED, pursuant to Rule 613 of the
   Commission's Rules of Practice (17 C.F.R. 201.613), that the Plan of
   Distribution is hereby approved.

   IT IS HEREBY FURTHER ORDERED that the Office of Financial Management
   shall distribute the disgorgement funds pursuant to the Plan of
   Distribution as follows

   Essex County, New Jersey                                $735,846.35
   Camden County Municipal Utilities Authority, New Jersey $935,907.61
   Irvington, New Jersey                                   $121,555.47
                                                           $1,793,309.43

   By the Commission

SNIPPETS:
  • UNITES STATES OF AMERICA
  • SECURITIES AND EXCHANGE COMMISSION
  • Securities Exchange Act of 1934
  • Administrative Proceeding
  • In the Matter of
  • FIRST FIDELITY SECURITIES GROUP,
  • ORDER APPROVING PLAN OF DISGORGEMENT DISTRIBUTION AND ORDERING
  • On February 13, 2003, the Securities and Exchange Commission published a Notice of Proposed
  • Accordingly, IT IS HEREBY ORDERED, pursuant to Rule 613 of the Commission's Rules of
  • IT IS HEREBY FURTHER ORDERED that the Office of Financial Management shall distribute the
  • Camden County Municipal Utilities Authority, New Jersey $935,907.61
  •    |