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1
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SEC ADMINISTRATIVE PROCEEDING
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EXTRACTED KEY WORDS
DISTRIBUTION COMMISSION BURSTEIN SECURITIES LOEFFELBEIN DISGORGEMENT EXCHANGE ACT PROCEEDING HARVEY JAMES RESPONDENT PURSUANT BMA CLAIMANTS AUTHORIZING ACCORDANCE LAWRENCE DEAN KEHOE RONALD LAURA BURSTEIN DELEGATED AUTHORITY MARGARET MCFARLAND SLIGHT VARIANCE INVESTORS PAYMENTS TYPOGRAPHICAL ERROR |
United States of America
before the
Securities and Exchange Commission
Securities Act of 1933
Release No. 8219 / April 2, 2003
Securities Exchange Act of 1934
Release No. 47620 / April 2, 2003
Administrative Proceeding
File No. 3-10545
_________________________________________________________________
In the Matter of
Harvey M. Burstein and
James D. Loeffelbein
Respondent.
_________________________________________________________________
Order Directing Distribution of Disgorgement Fund
On December 6, 2002, the Commission published notice of the Plan of
Disgorgement Distribution ("Plan") proposed by the Division of
Enforcement ("Division") in this proceeding. The Plan proposed that
$263,345.24 of disgorgement and interest paid by respondents Harvey M.
Burstein and James D. Loeffelbein pursuant to the Commission's Orders
issued on April 9, 2002 be distributed among the customers of BMA
Financial Services, Inc. ("BMA"), other than Burstein or Loeffelbein,
who purchased shares of the common stock of Edgerton Musical
Amplifiers, Inc. through BMA between February 20, 1997 and May 31,
1997. The Plan was approved on January 29, 2003. The Commission's
staff has employed reasonable efforts to locate the claimants
identified in the Plan and gather information as contemplated by the
Plan, and has sought an order of the Commission authorizing
distribution to claimants in accordance with the terms of the Plan.
Accordingly,
IT IS ORDERED that the Office of Financial Management shall make the
following distributions no later than 30 days after the date of this
Order
Payee Payment
Robert D. and Donna M. Mitchell $9,472.53
John D. Blaha $17,014.74
Allyn E. Self $4,782.35
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