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1
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SEC ADMINISTRATIVE PROCEEDING
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EXTRACTED KEY WORDS
COMMISSION SECURITIES ACT EXCHANGE INVESTMENT COMPLAINT VIOLATIONS ADMITTING SETTLEMENT ADMINISTRATIVE PROCEEDINGS FUNDS DISTRICT THEREUNDER PERMANENT DEALERS BROKER-DEALER REEDER CONSENTS PARAGRAPHS INJUNCTION ENTRY FINDINGS DENYING SANDRA PURSUANT HEREBY DEEMS UNITED STATES NATURE INVESTMENT CONTRACTS |
United States of America
before the
Securities and Exchange Commission
Securities Exchange Act of 1934
Release No. 42788 / May 16, 2000
Administrative Proceeding
File No. 3-10205
___________________________________
In the Matter of ORDER INSTITUTING PROCEEDINGS
Sandra L. Reeder, PURSUANT TO SECTION 15(b)(6) OF THE
SECURITIES EXCHANGE ACT OF 1934,
Respondent. MAKING FINDINGS AND IMPOSING
REMEDIAL SANCTIONS
___________________________________
I.
The Securities and Exchange Commission ("Commission") deems it
appropriate and in the public interest that public administrative
proceedings be and hereby are instituted pursuant to Section 15(b)(6)
of the Securities Exchange Act of 1934 ("Exchange Act"), against
Sandra L. Reeder ("Reeder").
In anticipation of the institution of these proceedings, Reeder has
submitted an Offer of Settlement to the Commission which the
Commission has determined to accept. Solely for the purposes of these
proceedings and any other proceedings brought by or on behalf of the
Commission or in which the Commission is a party, prior to a hearing
pursuant to the Commission's Rules of Practice, 17 C.F.R.§ 201.100 ,
and, without admitting or denying the findings contained herein,
except as to entry of the injunction described below and the
jurisdiction of the Commission over her in this matter as set forth in
paragraphs II.A and II.B, which are admitted, Reeder consents to the
institution of public administrative proceedings, and the findings and
remedial sanctions set forth below.
II.
On the basis of this Order and the Offer of Settlement submitted by
Reeder, the Commission finds that
A. From March 1997 through December 1999, Reeder was associated as a
registered representative with WMA Securities, Inc., a broker-dealer
registered with the Commission and a member of the National
Association of Securities Dealers, Inc.
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