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1
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INTRM RPT SETTLEMENT ADMIN
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EXTRACTED KEY WORDS
SETTLEMENT FUND HEFFLER STOCK PLAINTIFFS DEFICIENT COUNSEL COMMON ADMINISTRATION DISTRIBUTION LAWSON HOWARD PREFERRED STOCK SHARES CLAIMANTS ESCROW FEES SEQUOIA COMMON COSTS BALLARD SPAHR APPROVING NET SETTLEMENT FUND MOTION COURT FINANCIAL CONSULTANT SUBSEQUENT EXPENSES PAYMENT CASH SOLD |
IN THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF MASSACHUSETTS
"--_----------------_-----I- ------------------------------x
IN RE SEQUOIA SYSTEMS, INC. MASTER
SECURITIES LITIGATION 92-l 143
----""""""`---------------------------------------------~
THIS DOCUMENT RELATES TO:
ALL ACTIONS
"""`----"-`"""-----------------------------------------~
1-----------------1--- -----------------------------------------~
WILLIAM GROVER RICHARD MORASH :
FRANK DELLAROCCA, STEVEN RONIS, : CML
JOHN AS&El-IA and PHYLISS ASSEl-TA : 93-l 133
Plaintiffs,
-against-
ARTHUR ANDERSEN & COMPANY,
Defendant.
-----------------*-------------------------------------------"---~
Plaintiffs, by their counsel, hereby report to the Court
date of the administration of the Settlement.
As described below, the administration has been highly
have submitted 3,522 Proofs of Claim. He&r & Co., the Settlement Administrator acting under
the direction of Plaintiffs' counsel, has processed all of these claims, requesting
where required to cure deficiencies, and classifying the claims as entirely valid (2,589
partially valid/partially rejected (138 claims), partially valid/partially deficient (3
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2
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PLF MEMO FOR CLS ACTN STL
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EXTRACTED KEY WORDS
SEQUOIA DEFENDANTS COURT STOCK AMOUNT PLAINTIFFS CASH PURSUANT PRIOR CLASS COUNSEL PROCEEDS LITIGATION FACE AMOUNT ADEQUATE REVENUES CLASS PERIOD EXPENSES CLASS MEMBERS CONNECTION COMMON STOCK FINANCIALS COMPLAINT AFFIDAVIT NEGOTIATIONS OFFICERS CONTRACTORS MISREPRESENTATION SECURITIES RECOGNITION |
UNITED
RT
DISTRICT
-----____~----------- --------------x
IN RE: SEQUOIA SYSTEMS, INC.
ILE NO.
SECURITIES LITIGATION
-WD
-----___- -------__--a- -----m-------x
THIS DOCUMENT RELATES TO:
ALL ACTIONS
________------- ------2-------x
------- ---------___------
WILLIAM GROVER, RICHARD MORASH,
FRANK DELLAROCCA, STEVEN RONIS,
ACTION NO.
JOHN ASSETTA and PHYLISS ASSETTA,
-WD
Plaintiffs,
-against-
ARTHUR ANDERSEN & COMPANY,
Defendant.
--------- --------------------------
PLAINTIFFS'
SUPPORT OF CLASS ACTION
T
BERGER & MONTAGUE,
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3
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ORDR PRLMNRY APRVL STLMNT
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EXTRACTED KEY WORDS
COUNSEL SETTLEMENT EXCLUSION CLASS MEMBER REQUEST PROPOSED SETTLEMENT PARAGRAPH ADEQUATE REASONABLENESS AGREEMENT ADMINISTRATOR SEQUOIA LEAD COUNSEL FIRST CLASS MAIL HERETO NOMINEES PLAINTIFFS BOSTON EXHIBIT MANNER FAIRNESS ANV AWARD SEEKING EXCLUSION SENDER REQUESTS PHILADELPHIA WRITTEN REQUEST MALL PEFSONS |
UNITED STATES DISTRICT CWRT
FOR THE DISTRCT OF MASSACHU~~~~S By: =
-I- ------m-I-.m-, x
IN RE SEQUOIA SYSTEMS, INC. . . MASrER
SlECURttlES LlTIGATlON . * 9%11435WD
1
I
---LIY------I-~-_- --I-Y X
THIS DOCUMENT RELATES 70: :
ALL ACTIONS . . * 1
.."Wwy u- ---cII--IIuI ----a--u- X
-YY--I---III.--Y- --L-Y---
WILLIAM GROVER, RICHARD IUORASH, :'
FRANK DEiLmROCCA, STEVEN RONIS, : CIVIL
JOl-tN ASSmA and PHYLISS ASSE72A, : 93-113311WD
. .
Plaintiffs, : - .
-against- . . . .
ARTHUR ANDERSEN & COMPANY, : .
Defendant. I
.I-- -II----z--------- X
ORDER OF PREU-Y APPROVAL OF =tEMENT
UpOn consideration and review of the Agreement of Settlement
30, 1993 (the `Agreement") executed on behalf of the plaintif
below), on behalf of defendant Sequoia n/stems, Inc. ("Sequoia3,
Jack J. Stlffler, Gabriel P. Fusco and Kent R. Allen (ColleCtiVely
the
herein), and on behalf of defendant Arthur Andersen & Co.
consideration of 41 prior proceedings in these cases, the Court
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4
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CLASS ACTION COMPLAINT
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EXTRACTED KEY WORDS
REVENUE SALES COMMON SECURITIES FINANCIAL STATEMENTS EQUIPMENT PLAINTIFFS EXCHANGE AUDIT SHIPMENT PRINCIPLES GOVERNMENT SECURITIES LAWS TRANSACTION INCOME PURCHASE ORDER EXCHANGE ACT REVENUE RECOGNITION CONTINGENCIES CLASS PERIOD GAAS RULE LOB-5 ACTION PURSUANT RECEIVABLES DISTRIBUTOR REPRESENTING NET INCOME MELA PREVIOUSLV |
UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF MASSACHUSETTS
WILLIAM GROVER, RICHARD MORASH
FRANK DELLAROCCA, STEVEN RONIS,
JOHN ASSETTA and PHYLISS ASSETTA,
Plaintiffs,
-against- CLASS ACXION COMPLAINT
ARTHUR ANDERSEN & COMPANY,
Defendant.
All allegations made in this Complaint are based upon information
belief, except.for those allegations which pertain to the named plaintiffs and their
which are based upon personal knowledge. Plaintiffs' information and belief are based,
inter alia, upon the investigation made by and through their attorneys.
JURISDICTION AND VENUE
1. Plaintiffs bring this action pursuant to Sections 10(b) of the
and Exchange Act of 1934 ("the Exchange Act") [15 U.S.C. sec.78j(b)], Rule lob-5
promulgated thereunder by the Securities and Exchange Commission ("the S.E.C.") [17
C.F.R. sec. 24O.lOb-51, and pursuant to the common law of fraud.
2. This Court has jurisdiction over this action pursuant to Section
of the Exchange Act [15 U.S.C. sec. 7&t], 28 U.S.C. Section 1331, the provisions of
federal securities laws identified in the foregoing paragraph, and pursuant to principles
of pendent jurisdiction.
3. Venue is appropriate in this District pursuant to 28 U.S.C.
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5
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CIVIL COVER SHEET
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EXTRACTED KEY WORDS
LAND USC PERSONAL INJURY GOVERNMENT DEFENDANT COURT DEMAND BUSINESS PTF DEF PARTIES CITIZENSHIP ILL LAND CONDEMNATION RESIDENCE COUNTY ASSETTA INSTRUCTIONS LAW RHE SHEER CIVIL JUDGE LROM DISTRICT BLACL LUNG LABOR STANDARDS TRUCK DODUN UABIIITV UQUOR LAWS |
1 ,_-.<. . .._ -& 44
VIL COVER SHEET
(Rev. 07/89)
The JS44 civil cover sheer and rhe #nformatlon contained
or supplement the filmg and service of pleadings or
aw, exCCOt aI providd by lOCal
ruler of court. Thlr form armroved bv the Judicial
States in September 1974, II required for the use ot rhe
sheer. (SEE INSTRUCTIONS ON TH; REVERSE OF
I (a) PLAlNTlFFS
DEFENDANTS
William Grover, Richard
Frank Dellarocca, Steven
Arthur Andersen
17PH'93
John Assetta and Phyliss
,; ;j \j ;;`T
1 -,
y~~j~&~`[ OF
(b) COUNTY OF RESIDENCE OF FIRST LISTED
COUNTY OF RESIDENCE OF
f@`==zk
(EXCEPT IN U.S. PLAINTIFF
(IN
ONLY)
NOTE: IN LAND CONDEMNATION
OF THE
TRACT OF LAND
(C) ATORNEYS (FIRM NAME, ADDRESS, AND
ATTORNEYS (IF KNOWN)
Berman, DeValerio
One Liberty Square
Boston, Massachusetts
(617) 542-8300
II.. BASIS OF JURISDICTION
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