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1
.
SUP RESP OF DEF TO INTER
|
EXTRACTED KEY WORDS
SALE DISPOSITION RELEVANT PERIOD BANKS RESPONSE KPMG CONNECTION DEFENDANT PROFESSIONAL SERVICES KPMG PEAT MARWICK ADVICE CONSULTATION NATURE HEREINAFTER DANIEL CREDIT CONSUMER PEAT MARWICK LLP EMPLOYMENT DANIEL PRENTISS PLAINTIFFS CCCS INTERROGATORY SPONSE DEFENDANT DEALT CONSUMER CREDIT CORPORATION PERSONAL KNOWLEDGE PARTNER BALTIMORE |
STATE OF RHODE ISLAND SUPERIOR
PROVIDENCE, SC.
CENTURY MORTGAGE CO., INC.,
ARTHUR MACDONALD, DAVID
MACDONALD and HENRY J.
KEIGWIN
Plaintiffs
V. PC
KPMG PEAT MARWICK, PEAT
MARWICK, MAIN & CO., DANIEL
F. SCHMITT and ERNST & YOUNG
Defendants
SUPPLEMENTAL RESPONSE
OF DEFENDANT KPMG PEAT MARWICK
c DAVID
INTERROGATORY NO. 1. Identify the person answering these
name, business and residence address, position with defendant, and length of
defendant.
RESPONSE: James M. Quigley, KPMG Peat Marwick LLP, 111 South Calvert
Baltimore, MD 212026199, Partner, employed since 1963. The following supplemental
responses are based on both personal knowledge and on information gathered from
KPMG Peat Marwick LLP.
mNO. Identify all partners, employees,
defendant who were involved in providing professional services of any kind to
Corporation (hereinafter, "CCC") for the period January 1, 1983 to and including
ky 3989 (hereinafter, the "relevant period"). For each such person identified, describe
&e seyices provided and the period during which he or she provided the services.
& 2;
.;y FD 5
`f 1
cy<
T'i 22
SNIPPETS:
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2
.
RESP TO PLF MOT TO COMPEL
|
EXTRACTED KEY WORDS
PEAT MACDONALD ADV FIRM DANIEL KPMG PEAT MARWICK KEIGWIN HENRY DAVID ARTHUR MACDONALD |
STATE OF RHODE ISLAND
PROVIDENCE, SC.
CENTURY MORTGAGE CO., INC.,
ARTHUR MACDONALD, DAVID
MACDONALD and HENRY J.
KEIGWIN
Plaintiffs
V. PC
KPMG PEAT MARWICK, PEAT
MARWICK, MAIN & CO., DANIEL
F. SCHMITT and ERNST & YOUNG
Defendants :
RESPONSE TO PLAINTIFFS' MOTION TO
Plaintiffs allege that KPMG Peat Marwick,
predecessor and one of its partners
Marwick") are responsible for the loss of
Commercial Credit Consumer Services, Inc.
In 1988, plaintiffs purchased CCCS.
to Blackstone Valley Loan and Investment
Valley") and continued to operate it as a
Deposit Indemnity Corporation ("RISDIC")-insured
institution until it was closed in January
claim that because Peat Marwick audited
arlier1
the accounting firm should produce
ork
SNIPPETS:
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3
.
MEM FOR PLF TO COMPEL ANS
|
EXTRACTED KEY WORDS
PRIVILEGE KPMG ATTORNEY-CLIENT INTERROGATORIES CONFIDENTIALITY DEFENDANTS CCCS ACCOUNTANT-CLIENT BANK ADVISER ISLAND RHODE OBJECTION COURT LAW ACQUISITION ADVICE DISCOVERY COMMUNICATIONS CLIENT TRANSACTION ASSERTION PROVIDENCE PROTECTS EVIDENCE FACTS DISCLOSURE AUDITOR QUALIFICATION |
STATE OF RHODE ISLAND
PROVIDENCE, SC.
CENTURY MORTGAGE CO., INC., :
ARTHUR MACDONALD, :
DAVID MACDONALD and :
HENRY J. KEIGWIN :
,, I "
:
,./
<`""
vs. : C.A. No. x/93-7089
: :
KPMG PEAT MARWICK, :
PEAT MARWICK, MAIN & CO,, :
DANIEL F. SCHMITT and :
ERNST & YOUNG :
MEMORANDUM IN SUPPORT OF
PLAINTIFFS' MOTION TO COMPEL ANSWERS TO INTERROGATORIES
The plaintiffs move for an order compelling
to provide answers to interrogatories.
This action arises out of the plaintiffs'
defendants breached their duty of care in the
accounting and professional consulting services.
* ,. ,,
I,,!,.,
have refused to provide answers to most of the
,__ l':+ .,.A-
I;,,
'. 'j
_
SNIPPETS:
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4
.
RESP OF DEF TO INTEROG
|
EXTRACTED KEY WORDS
PEAT ADVICE PLAINTIFFS BANKS DEFENDANT DANIEL KPMG PEAT MARWICK KEIGWIN HENRY MACDONALD |
STATE OF RHODE ISLAND
PROVIDENCE, SC.
CENTURY MORTGAGE CO., INC.,
ARTHUR MACDONALD, DAVID
MACDONALD and HENRY J.
KEIGWIN
Plaintiffs
V. : PC
KPMG PEAT MARWICK, PEAT
MARWICK, MAIN & CO., DANIEL
F. SCHMITT and ERNST & YOUNG
Defendants
RESPONSE OF DEFENDANT KPMG
INTERROGATORIES PROPOUNDED BY
-. Identify the person
interrogatories, giving name, business
position with defendant, and length of
defendant.
RESPONSE: Daniel F. Schmitt, Partner,
,
600 Fleet Center, 50 Kennedy Plaza, Providence,
residence : 36 Ma1 lard Cove Way, Barrington,
since 1973.
X$TERROGATORY NQ. 2. Identify all
other agents of this defendant who were
professional services of any kind to Consumer
(hereinafter, "CCC") for the period January
including January 31, 1989 (hereinafter,
For each such person identified, describe
services provided and the period during
SNIPPETS:
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5
.
RESP DEF INTER
|
EXTRACTED KEY WORDS
PLAINTIFFS BANKS |
STATE OF RHODE ISLAND
PROVIDENCE, SC.
CENTURY MORTGAGE CO., INC.,
ARTHUR MACDONALD, DAVID
MACDONALD and HENRY J.
KEIGWIN
Plaintiffs
A+-`.-
V.
KPMG PEAT MARWICK, PEAT
MARWICK, MAIN & CO., DANIEL
F. SCHMITT and ERNST & YOUNG
Defendants
RESPONSE OF DEFENDANT KPMG PEAT
INTERROGATORIES
I . _
. ..'
..- :: INTERROGATORY NO. 1.
g these
-interrogatories, giving name,
. .
address,
-..
.., .
-..
-_ '-,position with defendant, and
by the
-.., defendant.
_-,
i L:
-_ ,. RESPONSE: Daniel F. Schmitt,
ck LLP,
!- "-,,
~ ' 600 Fleet Center, 50 Kennedy
02903;
SNIPPETS:
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6
.
PLF INTER ADDRESSED TO DEF
|
EXTRACTED KEY WORDS
EDWARDS COMMUNICATION BANKS PARTICULARITY L-2 |
- .:-
STATE OF RHODE ISLAND
PROVIDENCE, SC.
CENTURY MORTGAGE CO., INC., :
ARTHUR MACDONALD, :
DAVID MACDONALD and :
HENRY J. KEIGWIN :
:
vs. :
:
:
KPMG PEAT MARWICK, :
PEAT MARWICK, MAIN & CO., :
DANIEL F. SCHMITT and . .
ERNST & YOUNG :
PLAINTIFF DAVID MACDONALD'S
ADDRESSED
DEFENDANT KPMG PEAT MARWICK
Pursuant to Rule 33 of the Rhode
Civil
Procedure, plaintiff propounds
to
be answered separately and fully
within
forty (40) days from the date of
`8,/-d
SNIPPETS:
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7
.
DEF REPL TO PLF OP TO DIS
|
EXTRACTED KEY WORDS
NEGLIGENT PLAINTIFFS DEFENDANT RHODE ISLAND NEGLIGENT MISREPRESENTATION DUTY RELIANCE CREDIT UNIONS CONTRACT MOTION COURT FINANCIAL CONDITION VIABLE CLAIMS DISMISS DAVIS COMPLAINT LIABILITY UNDERLINING SUPREME COURT INSTRUCTION INTENDS RESTATEMENT PRIVITY ENGLAND PEST DBR SUBSECTION BUSINESS GUIDANCE OPINION |
STATE OF RHODE ISLAND
PROVIDENCE, SC. SUPERIOR COURT
CENTURY MORTGAGE CO., INC., :
ARTHUR MACDONALD, :
DAVID MACDONALD and :
HENRY J. KEIGWIN : C.A. No. PC/93-7089
:
V. :
:
KPMG PEAT MARWICK, :
PEAT MARWICK, MAIN & CO., :
DANIEL F. SCHMITT and :
ERNST & YOUNG :
,/
DEFENDANT ERNST & YOUNG'S
REPLY TO PLAINTIFFS' MEMORANDUM IN
OPPOSITION TO MOTION TO DISMISS THE COMPLAINT
Defendant Ernst & Young (tlE&Y1l) submits
memorandum in further support of its motion to dismiss
complaint.
POINT I
THE COMPLAINT SHOULD BE DISMISSED BECAUSE
PLAINTIFFS WERE NOT MEMBERS OF A LIMITED
GROUP .WHOSE RELIANCE WAS ACTUALLY FORESEEN
A. Plaintiffs Were Not
Members of A Limited Class
Plaintiffs never dispute that, to state
against E&Y, they must have been members of a limited
See_ Memorandum in Support of Defendant Ernst & Young's
to Dismiss the Complaint ("E&Y Mem.") at 7-9.
time E&Y performed its audits, plaintiffs by their
admission' were no more than "potential investors"
SNIPPETS:
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8
.
PLF MEM IN OPP TO DISMISS
|
EXTRACTED KEY WORDS
ANGELL EDWARDS TEX INVESTOR-SHAREHOLDERS SUPP TRUST T-I CHASE ERNST KPMG PEAT MARWICK MORTGAGE |
l
STATE OF RHODE ISLAND
PROVIDENCE, SC.
CENTURY MORTGAGE CO., INC.,
ARTHUR MACDONALD, :
DAVID MACDONALD and :
HENRY J. KEIGWIN :
:
vs.
J
:
KPMG PEAT MARWICK,
PEAT MARWICK, MAIN & CO.,
DANIEL F. SCHMITT and
ERNST & YOUNG
PLAINTIFFS' MEMORANDUM IN
ERNST & YOUNG'S MOTION TO
Factual
In 1988, plaintiff Century
mortgage lending institution
of
Rhode Island, New York, Connecticut,
Amended Complaint, I 6. Century
that
.,'
11:;:3
', 2 ,- Commercial
,,,,,
J Credit Consumer Services,
"CCCS")
I.I,.!S.i
SNIPPETS:
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9
.
PLF ANS TO DEFS 1ST INTER
|
EXTRACTED KEY WORDS
ANGELL EDWARDS COUNTY RHODE ISLAND BVLIB CCCS FORTHCOMING ADVICE INSTITUTIONS ESQUIRE CLOSING ACQUISITION ENGAGEMENT KPMG PEAT MARWICK KEIGWIN HENRY DAVID MACDONALD |
STATE OF RHODE ISLAND
PROVIDENCE, SC.
CENTURY MORTGAGE CO., INC., :
ARTHUR MACDONALD, :
DAVID MACDONALD and
HENRY J. KEIGWIN
vs. No.
KPMG PEAT MARWICK,
PEAT MARWICK, MAIN b CO., :
DANIEL F. SCHMITT and :
ERNST & YOUNG :
PLAINTIFF DAVID B. MACDONALD'S ANSWERS TO
DEFENDANTS' FIRST SET OF INTERROGATORIES
1. Identify the individual(s)
interrogatories by providing each individual's
residence address, date of birth, present
and business address and indicate to which
individual is responding.
ANSWER: My name is David B. MacDonald and
Boardley Road in Sandwich, Massachusetts.
of
Mortgage Central Corp., President of Valley
Partner of Blackstone Valley Place Associates,
Plain Street Nominee Trust, all of which
at
25 Blackstone Valley Place, Lincoln, Rhode
birth is September 20, 1956.
SNIPPETS:
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10
.
PLF ANS TO DEFS 1ST INTER
|
EXTRACTED KEY WORDS
PEAT MARWICK STONE SQUARE ANGELL EDWARDS PARTY OBJECTIONS RHODE ISLAND BVLIB PLAINTIFF CCCS ADVICE REGARD ACQUISITION ENGAGEMENT ERICKSON KPMG PEAT MARWICK KEIGWIN HENRY DAVID MACDONALD MORTGAGE |
STATE OF RHODE ISLAND
PROVIDENCE, SC.
CENTURY MORTGAGE CO., IN .,
ARTHUR MACDONALD, 7
DAVID MACDONALD and
HENRY J. KEIGWIN
t
KPMG PEAT MARWICK,
PEAT MARWICK, MAIN & CO.,
DANIEL F. SCHMITT and c :
ERNST & YOUNG :
PLAINTIFF HENRY J. KEIGWIN'S
DEFENDANTS' FIRST SET OF
1. Identify the individual(s)
interrogatories by providing each individual's
residence address, date of birth, present
and business address and indicate to which
individual is responding.
ANSWER: My name is Henry J. Keigwin and
Narragansett Bay Avenue, Warwick, Rhode
President of F.H. French Co., Inc., located
Valley Place, Suite 402, in Lincoln, Rhode
birth is April 9, 1938.
2. Identify all individuals who have
circumstances surrounding the acquisition
SNIPPETS:
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11
.
DEF CENTMORT ANS TO INTER
|
EXTRACTED KEY WORDS
MACDONALD ANGELL EDWARDS COUNTY ANSUERS PLAINTIFFS BVLIB CCCS MARYLAND ADVICE SEMONOFF TRANSACTION ACQUISITION ENGAGEMENT KPMG PEAT MARWICK DAVID MACDONALD ARTHUR MACDONALD |
STATE OF RHODE ISLAND
PROVIDENCE, SC.
CENTURY MORTGAGE CO., INC.,
ARTHUR MACDONALD,
DAVID MACDONALD and
HENRY J. KEIGWIN I
vs.
KPMG PEAT MARWICK,
PEAT MARWICK, MAIN & CO ,
DANIEL F. SCHMITT and \
ERNST & YOUNG W:
PLAINTIFF CENTURY MORTGAGE COMPANY, INC.'S
DEFENDANTS'
1. Identify the individual(s)
interrogatories by providing each
residence address, date of birth,
and business address and indicate to
individual is responding.
ANSWER: My name is Barry David
Broadview Drive in Barrington, Rhode
President of Domestic Loan and Investment
Reservoir Avenue in Cranston, Rhode
of
Century Mortgage Company, Inc. My
1947.
SNIPPETS:
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12
.
DEF 1ST SET OF INTEROG
|
EXTRACTED KEY WORDS
PLAINTIFF CCCS ADVICE ACQUISITION ENGAGEMENT COMMUNICATION SCHMITT DEFENDANTS LLJ E/Y |
STATE OF RHODE ISLAND
S`UPERIOR COURT
PROVIDENCE, SC.
,_,
CENTIJRY MORTGAGE CO., INC.
)',I
ARTHUR MACDONALD, DAVID
MACDONALD and HENRY J.
KEIGWIN,
Plaintiffs,
/
v. \
PC 93-7089
'xJs*'
KPMG PEAT MARWICK, PEAT MARWICK,
MAIN & CO., DANIEL F. SCHMITT
and ERNST & YOUNG,
Defendants.
DEFENDANTS' FIRST
PROPOUNDED TO PLAINTIFFS
Pursuant to Rule 33 of the Rhode
Superior Court
e,*..
L.i:"2 27
c&J dY
-,i," y?. Rules of Civil Procedure,
Peat
2m z;z
"r E/Y
:l.:',,,:;i CL:
,..K ~~2~~arwick, Main & Co. and Daniel
ereby direct
-- "7)
c; .) ::.
,,,,,,,,
p
."!,,~,,.,],~lai12tiffs Century Mortgage Co.,
MacDonald, David
-!;::I 1 :", I 1 I
SNIPPETS:
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13
.
DEF 1ST REQ FOR PROD
|
EXTRACTED KEY WORDS
BVLIB COMPLAINT PLAINTIFFS THEREOF |
STATE OF RHODE ISLAND
SUPERIOR COURT
PROVIDENCE, SC.
CENTURY MORTGAGE CO., INC.
ARTHUR MACDONALD, DAVID
MACDONALD and HENRY J.
KEIGWIN,
Plaintiffs,.,
PC 93-7089
i" :PMG PEAT MARWICK PEAT
j. MAIN & CO., DANIEL F. SCHMITT
and ERNST SC YOUNG,
Defendants.
L.,-.
1. L :1, -7
Li', 15
* I:,`
.- ,-u
,,I .,e DEFENDANTS' FIRST
-VP
- ,,,!lL L,T':: OF DOCUMENTS TO
I,,,..
",f i .L I:,; c ,,'3
-. ,,? / ~,,
,.
_,+,*. :: I:.;1 _ :y
-- ,I-..,
15 ;y,;;;
CT
.: ,. *' .J
"A
,,.,,,,_
,;,::
,, ,,.,
.,s Pursuant to Rule 34 of
Superior Court
-':"A j: ,':; i* 1.7
.::i..;
,; 7'"' " ";,; f * .,,,,
," '"":I R
,,,, u 1 e s
-m.", ,,, I,,,,
SNIPPETS:
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15
.
RESP OF DEF KPMGPM
|
EXTRACTED KEY WORDS
KPMG SCHMITT DANIEL STONE SQUARE LIMITATIONS PLAINTIFFS ERNST RHODE ISLAND |
STATE OF RHODE ISLAND
PROVIDENCE, SC.
CENTURY MORTGAGE CO., INC., :
ARTHUR MACDONALD, DAVID . * .
MACDONALD and HENRY J. .
KEIGWIN * . . *
vs. * * C.A.,No. x/93-7089
.
KPMG PEAT MARWICK, PEAT "? : +/"'
MARWICK, MAIN & CO.,
DANIEL F. SCHMITT and
ERNST & YOUNG
RESPONSE OF DEFENDANTS
KPMG PEAT MARWICK, PEAT MARWICK, MAIN & CO.,
AND DANIEL F. SCHMITT
Defendants KPMG Peat Marwick, Peat Marwick,
and Daniel F. Schmitt (collectively, "KPMG") respond
correspondingly numbered paragraphs of the Complaint
1. KPMG is without knowledge or information
form a belief as to the truth of the averments
2. KPMG is without knowledge or information
form a belief as to the truth of the averments
3. KPMG denies the averments in Paragraph
4. KPMG admits that KPMG Peat Marwick is
engaged in the business of accounting and that
successor to certain interests of Peat Marwick,
denies the remaining averments in Paragraph 4.
5. KPMG admits that Daniel F. Schmitt
citizen and resident of the-State of Rhode Island,
partner of KPMG &a< Macyick, that he was acting
SNIPPETS:
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16
.
MEM TO DISMISS THE COMPLAINT
|
EXTRACTED KEY WORDS
DAVIS POLK COUNSEL PEAT MARWICK FAILS-L0 BANK |
: --
?-
,_,-
!. STATE OF RHODE ISLAND
#'- A--,--""-
PROVIDENCE, SC.
/,A
CENTURY MORTGAGE CO., INC., :
ARTHUR MACDONALD, :
DAVID MACDONALD and .
HENRY J. KEIGWIN :
: ,3
V. :
.
.
KPMG PEAT MARWICK, .
.
PEAT MARWICK, MAIN & CO., . .
DANIEL F. SCHMITT and . .
ERNST & YOUNG .
MEMORANDUM IN SUPPORT OF DEFENDANT
ERNST & YOUNG'S MOTION TO DISMISS
Peter
John E.
TILLINGHAST
One Old Stone
Providence,
(410)
Attorneys
Ernst
Of Counsel:
Daniel F. Kolb
Jerome G. Snider
DAVIS POLK & WARDWELL
450 Lexington Avenue
New York, New York 10017
(212) 450-4000
SNIPPETS:
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18
.
CASE COVERSHEET
|
EXTRACTED KEY WORDS
SPECIFY TYPE APPEALS DAMAGE DISTRICT COURT TRUSTEE/ACCOUNTING PERSONAL INJURY MALPRACTICE/OTHER PROPERTY DAMAGE TAX CIVIL PET ARBITRATION JUDGEMENT CLEARING CONVERSION WRIT RECOVERY COMMON LAW CHARTER RELIEF DANIEL MACDONALD PEAT MARWICK PROCEEDING WITNESS PIN PET FOC FORFEITURE RMMUNITJR PFI PETRTION |
CIVIL
OVER SHEET
(Filled in by Clerk's Office)
I
This form must be filed with each original document that commences a civil proceeding
is a
District Court appeal, the form must be filed with the appeal in the District Court
to the
Superior Court.
PLAINTIFFS: DEFENDANTS:
CENTURY MORTGAGE CO., INC., KPMG PEAT
ARTHUR MACDONALD, PEAT
DAVID MACDONALD and DANIEL F.
HENRY J. KEIGWIN ERNST 6
L------
NATURE OF PROCEEDING - Check the applicable case type under the main
(Check One Only)
District Court Appeal 0 yes (Check type below) CIVIL ACTIONS
0 AGA Agency appeal 0 DPC Denial of probate claim
ory note
0 ALA Alienation of affection q EXT Excessive tax
y damage
0 ANT Anti-trust 0 INR Injunctive relief
y damage-vehicle
q ASB Assault and battery 0 IPL lnterpleader
operty
0 BKA Book account 0 LIB Libel/slander
te charter
0 CLA Common law assignment Cl MLE Malpractice/legal
y of damages/insurance
U CLL Common law lien q MME Malpractice/medical
y of funds
R CON Contract 0 MOT Malpractice/other
n, writ of
C CNV Conversion 0 WOM Mandamus, writ of
c performance
U CRC Criminal conversation 0 PRT Partition
learing (other than tax title)
n CIC Criminal inj compensation 0 PER Personal injury
s and ejectment _",
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