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1
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SEC ADMINISTRATIVE PROCEEDING
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EXTRACTED KEY WORDS
COMMISSION SECURITIES EXCHANGE ACT MICHAEL PUBLIC ADMINISTRATIVE PROCEEDINGS COMPLAINT INVESTORS UNITED STATES ADMINISTRATIVE PROCEEDINGS OHIO DISTRICT KATZ PURSUANT FINDINGS REMEDIAL SANCTIONS SETTLEMENT ADMITTING UNREGISTERED BROKER-DEALER ALLEGES MATTER DEEMS DENYING CONVICTION CONSENTS MJC FINANCIAL SERVICES STATES DISTRICT COURT NORTHERN DISTRICT MISAPPROPRIATION INVESTOR FUNDS |
UNITED STATES OF AMERICA
Before the
SECURITIES AND EXCHANGE COMMISSION
SECURITIES EXCHANGE ACT OF 1934
Release No. 46423 / August 28, 2002
ADMINISTRATIVE PROCEEDING
File No. 3-10872
_________________________________________________________________
In the Matter of
MICHAEL J. CHRISTIE,
Respondent.
_________________________________________________________________
ORDER INSTITUTING PUBLIC ADMINISTRATIVE PROCEEDINGS PURSUANT TO
SECTION 15(b) OF THE SECURITIES EXCHANGE ACT OF 1934, MAKING FINDINGS
AND IMPOSING REMEDIAL SANCTIONS
I.
The Securities and Exchange Commission (Commission) deems it
appropriate and in the public interest that public administrative
proceedings be and hereby are instituted pursuant to Section 15(b) of
the Securities Exchange Act of 1934 (Exchange Act), against Michael J.
Christie (Christie).
In anticipation of the institution of these proceedings, Christie has
submitted an Offer of Settlement to the Commission, which the
Commission has determined to accept. Solely for the purposes of these
proceedings and any other proceedings brought by or on behalf of the
Commission or in which the Commission is a party and, without
admitting or denying the findings contained herein, except as to the
criminal conviction and entry of the permanent injunction described in
paragraphs II.D. and II.E. below, and the Commission's jurisdiction
over him and over the subject matter of this proceeding, which are
admitted, Christie consents to the institution of public
administrative proceedings, and the findings and remedial sanctions
set forth below.
II.
On the basis of this Order and the Offer of Settlement submitted by
Christie, the Commission finds that
SNIPPETS:
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