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1
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SEC ADMINISTRATIVE PROCEEDING
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EXTRACTED KEY WORDS
MTSI ADVISERS ACT COMMISSION VIOLATIONS MARKET TIMING MASTERTIMER MODEL ADVERTISING INVESTMENT ADVISER SHINNICK PURSUANT WILLFUL GREGORY FINDINGS SECURITIES IMPOSING INDEX DISCLOSE THEREUNDER PENALTY MISLEADING REPRESENTATIONS ASSERT PETITION DEFENSE ORDER MAKING FINDINGS SANCTIONS CLIENTS FUNDS STOCK MARKET |
UNITED STATES OF AMERICA
before the
SECURITIES AND EXCHANGE COMMISSION
INVESTMENT ADVISERS ACT OF 1940
Release No. IA-2047 / August 28, 2002
ADMINISTRATIVE PROCEEDING
File No.3-10652
_________________________________________________________________
In the Matter of
Market Timing Systems, Inc.,
Gregory L. Meadors,
and Mark F. Shinnick
Respondent.
_________________________________________________________________
ORDER MAKING FINDINGS,
IMPOSING REMEDIAL SANCTIONS
AND CEASE-AND-DESIST ORDERS
AS TO GREGORY L. MEADORS
I.
On December 14, 2001, the Securities and Exchange Commission issued an
Order Instituting Public Administrative Proceedings Pursuant to
Sections 203(e) and (k) of the Investment Advisers Act of 1940
("Advisers Act") against Market Timing Systems, Inc. ("MTSI"), and
pursuant to Sections 203(f) and (k) of the Advisers Act against Mark
F. Shinnick ("Shinnick") and Gregory L. Meadors ("Meadors").
Meadors has submitted an Offer of Settlement, which the Commission has
determined to accept. Solely for the purpose of these proceedings and
any other proceedings brought by or on behalf of the Commission or in
which the Commission is a party, and without admitting or denying the
findings herein, except the jurisdiction of the Commission over him
and over the matters set forth in paragraph IIA, which he admits,
Meadors has consented to the entry of this Order Making Findings,
Imposing Sanctions and ordering him to cease and desist as set forth
herein.
II.
On the basis of this Order and the Offer submitted by Meadors, the
Commission finds that
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