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1
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INDICTMENT
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EXTRACTED KEY WORDS
DEFENDANT SECURITIES NETHERLANDS ASSETS |
UNITED STATES DISTRICT COURT
SOUTHERN DISTRICT OF NEW YORK
--------------------x
UNITED STATES OF AMERICA
- v. -
SAMUEL WAKSAL,
Defendant.
X
COUNT ONE
(Conspiracy to Commit Fraud in
with the Purchase and Sale of Securities:
Samuel Waksal and Tippee
The Grand Jury charges:
Backqround
1. At all times relevant to this
Systems Incorporated (`ImClone") was a
under the laws of the State of Delaware with
of business in New York,,New York. ImClone
business of developing biologic medicines,
development of Erbitux, a biologic treatment
refractory colorectal cancer. ImClone publicly
Erbitux as its lead product candidate. At
this Indictment, ImClone's common stock was
National Market System, an electronic securities
administered by the National Association
under the symbol "TMCL."
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2
.
COMPLAINT
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EXTRACTED KEY WORDS
IMCLONE STOCK YORK SECURITIES FILING SHARES DISTRICT SALE CCVE MESEAGE WA5 LUO SELL INDEBTEDNESS EMPLOYEE BIA FDA INVESTORS TIPPEE AMU TIPGEE SHARES SOLD ACCOUNT RANK WHEREFORE DEPONENT PRAYS SOTRMERW DISTRICT FRAMK MAAS UNITED STATES MAGISTRATE STATES MAGISTRATE JUDGE |
I
_... -.---_
- I-- .-- --.
Approve
Assietant
Before: HONORXBLE FkANK MAAS
United
Southern
"-----------------li--~
SEJ&m cQm=
UNITED STATES OF AMERICA
ion of
18uBc 81z
- v. -
3
. . .
ad 1621; 15 ,JJ:S
SAMUEL WAKSAL,
BJ 78j (4) and 78f
17 C.P.R. I 240.1
Defendant.
P&my OF OFFENSE
NEW' YORK
0-m-m I ---m-w
SOUTHERN DISTRICT OF NEW YORK, 88.5
CATHERINE M. FARMER,
mes and a
that she is a Special
eau of
Investigation, and
(Conspiracy
with the
Samuel
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