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1
.
ADMISTRATIVE PROCEEDING
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EXTRACTED KEY WORDS
T-BILLS ACCOUNT COMMISSION SECURITIES PROCEEDING EXCHANGE BRANCH OFFICE TRANSACTION BROKER-DEALER MARGIN ACCOUNT SUPERVISE CHICAGO BRANCH EXCHANGE ACT LEASE SUPPLIER FIRM RECEIVING SUSPENSION SCHEME TRADING PROGRAM LETTERS WRITTEN ASSURANCES FUNDS MANAGER BUSINESS AMOUNT ACCORDING ASSIGNOR WIRE |
UNITED STATES OF AMERICA
before the
SECURITIES AND EXCHANGE COMMISSION
SECURITIES EXCHANGE ACT OF 1934
Release No. 40891 / January 7, 1999
ADMINISTRATIVE PROCEEDING
File No. 3-9402
: ORDER MAKING FINDINGS
In the Matter of : AND IMPOSING REMEDIAL
: SANCTIONS AGAINST
EURO-ATLANTIC SECURITIES, INC., : JOHN T. MADDEN
BRIAN A. SCHMIDT, :
DARLAN E. GORDON, :
JOHN T. MADDEN, :
WILLIAM AVENT, and :
JOHN ARISTOTLE DILWORTH :
:
Respondents. :
:
:
I.
The Securities and Exchange Commission ("Commission")
instituted public administrative proceedings pursuant to Section
15(b) of the Securities Exchange Act of 1934 ("Exchange Act")
against Respondent John T. Madden ("Madden") on September 10,
1997.
II.
Respondent Madden has submitted an Offer of Settlement to
the Commission, which the Commission has determined to accept.
Solely for the purpose of these proceedings and any other
proceeding brought by or on behalf of the Commission, or in which
the Commission is a party, and without admitting or denying the
findings contained herein, except as to the jurisdiction of the
Commission over Respondent Madden and over the subject matter of
these proceedings and as to Section III., paragraph 1., below,
which are admitted, Respondent Madden consents to the entry of
findings and remedial sanctions set forth below.
III.
SNIPPETS:
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