EVOLVING SYSTEMS CLASS ACTION LITIGATION


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Keywords & Phrases

CaseNo: ESCAL217612, CourtName: MISC 2, State: CO Colorado, UniqueCaseRef: LCD>ESCAL217612, Entry, Robert, Evolving Systems, Securities, Judge Clarence, Motion, Brimmer, Class Action, Richard, Complaint, Hallenbeck, Magistrate Judge Patricia, Coan, Defendant George, Defendant Harry, Defendant Donald, Defendant Donald Dixon, Richard Abramson, Defendant Roger, Defendant David Molny, Act, David, Employee Solutions, Motions, Dismiss, Defendant David, Brody, Granting Motion, Gregory Amrhein, Gregory Smith, Jury Demand, Exchange, Bancamerica, Robertson, Class Period, Pan Amer , ContentID: 120252694

Case Documents

ORDER
[ see first page and extracted highlights below ] ItemID: 127774

32 pages
HTML

1999-03-08

DOCKET B
[ see first page and extracted highlights below ] ItemID: 127773

17 pages
HTML

1999-03-08

DOCKET B 3
[ see first page and extracted highlights below ] ItemID: 127772

16 pages
HTML

1999-03-08

DOCKET B 2
[ see first page and extracted highlights below ] ItemID: 127771

18 pages
HTML

1999-03-08

DOCKET A
[ see first page and extracted highlights below ] ItemID: 127770

18 pages
HTML

1997-03-17

COMPLAINT
[ see first page and extracted highlights below ] ItemID: 127769

34 pages
HTML

Total Documents: 6 documents , 135 pages

Price: $ 44.95

IVESLCD01 KGI0001

1 . ORDER

EXTRACTED KEY WORDS

PLAINTIFFS
COURT
EVOLVING SYSTEMS
SECURITIES
MOTIONS
DISMISS
FINANCIAL STATEMENTS
ACT
FACTS
HALLENBECK
MOLNY
PROSPECTUS
CIVIL
ALLEGATIONS
PLAINTIFFS ALLEGE
MISLEADING
REFORM ACT
UNITED STATES DISTRICT
INDIVIDUAL DEFENDANTS
FEDERAL RULE
INFERENCE
COMPLAINT
PREPAYMENT PENALTIES
PARTICULARITY
CLASS PERIOD
PLAINTIFFS CONTEND
SECURITIES FRAUD CLAIM
LIABILITY
REQUIRED STATE

               IN THE UNITED STATES DISTRICT COURT
                  FOR THE DISTRICT OF COLORADO

98-WY-1338-CB

JERROLD SCHAFFER, On Behalf of Himself and All Others
     Similarly Situated,

          Plaintiffs,

v.

EVOLVING SYSTEMS, INC., GEORGE A. HALLENBECK, J. RICHARD
ABRAMSON, ROGER A. BARNES, DAVID MOLNY, HARRY B. FAIR, DONALD
DIXON, JIM ROSS, JEFF FINN, and ROBERT J. LOARIE,

          Defendants.
___________________________________________________________________

               IN THE UNITED STATES DISTRICT COURT
                  FOR THE DISTRICT OF COLORADO

Civil Action No. 98-WY-1343-CB

PAN AMERICAN EXPORT TRADING, INC., on Behalf of Itself and All
Others Similarly Situated,

          Plaintiffs,

v.

EVOLVING SYSTEMS, INC., GEORGE A. HALLENBECK, J. RICHARD
ABRAMSON, ROGER A. BARNES, DAVID J. MOLNY, HARRY B. FAIR, DONALD
R. DIXON, ROBERT J. LOARIE, GOLDMAN, SACHS & CO. BANCAMERICA
ROBERTSON STEPHENS, HAMBRECHT & QUIST, and UBS SECURITIES

          Defendants.
___________________________________________________________________

     ORDER DENYING IN PART AND GRANTING IN PART DEFENDANTS'
                       MOTIONS TO DISMISS
___________________________________________________________________

     This matter is before the Court on three Motions to Dismiss:

Defendants Evolving Systems, Inc.'s, Abramson's, Barnes's, and

Molny's ("Evolving Defendants") Motion to Dismiss; Defendants

SNIPPETS:

IN THE UNITED STATES DISTRICT COURT

Plaintiffs,

Defendants.

Civil Action No. 98-WY-1343-CB

ROBERTSON STEPHENS, HAMBRECHT & QUIST, and UBS SECURITIES

This matter is before the Court on three Motions to Dismiss:

Prior to the Class Period and its May 12, 1998, Initial

These facts are taken from Plaintiffs' Consolidated Class Action Complaint.

The Prospectus contained the Company's

audited financial statements for the year ended December 31,

Plaintiffs allege violations of §§ 11 and 12 of the

Securities Act of 1993 against all Defendants

Individual Defendants is liable under § 15 of the 1933 Act and

Plaintiffs contend that the Company,

the statements were materially misleading.

The Defendants deny Plaintiffs' allegations and specifically

bespeaks-caution doctrine precludes liability for the prospectus

Litigation Reform Act.

A 10b-5 claim must be pled in accordance with Federal Rule

fraud or mistake shall be stated with particularity.

particularity facts permitting a strong inference that the

securities fraud claim: first,

an adequate disclosure regarding certain prepayment penalties.

Defendants' required state of mind.

2 . DOCKET B

EXTRACTED KEY WORDS

DEFENDANT
PLAINTIFF
ROBERT
COUNSEL
RICHARD
DAVID
JUDGE CLARENCE
MOTION
BRIMMER
SECURITIES
COMPLAINT
JERROLD SCHAFFER
MAGISTRATE JUDGE PATRICIA
COAN
CLASS ACTION
DEFENDANT GEORGE
HALLENBECK
DEFENDANT HARRY
DEFENDANT DONALD
DEFENDANT DONALD DIXON
DEFENDANT EVOLVING SYSTEMS
RICHARD ABRAMSON
DEFENDANT ROGER
DEFENDANT DAVID MOLNY
GRANTING MOTION
JURY DEMAND
SETTLEMENT CONF
PLAINTIFF GREGORY
LEAD PLAINTIFFS

Docket as of March 8, 1999 (retrieved 3/10/99)

Proceedings include all events.
1:98cv1338 Schaffer v. Evolving Systems Inc, et al                       LEAD

                                                            LEAD
                       U.S. District Court
    U.S. District Court for the District of Colorado (Denver)

               CIVIL DOCKET FOR CASE #: 98-CV-1338

Schaffer v. Evolving Systems Inc, et al                     Filed: 06/22/98
Assigned to: Judge Clarence A. Brimmer       Jury demand: Plaintiff
             Referred to: Magistrate Judge Patricia A. Coan
Demand: $0,000                               Nature of Suit:  850
Lead Docket: None                            Jurisdiction: Federal Question
Dkt# in other court: None

Cause: 15:78m(a) Securities Exchange Act


JERROLD SCHAFFER, On Behalf Of    Robert J. Dyer, III
Himself And All Others            (COR LD NTC)
Similarly Situated                F. James Donnelly
     plaintiff                    (COR LD NTC)
                                  Dyer, Donnelly
                                  801 East 17th Avenue
                                  Denver, CO 80218-1417
                                  USA
                                  303-861-3003
                                  FTS 830-6920


   v.


EVOLVING SYSTEMS, INC.            Nancy J. Gegenheimer
     defendant                    (COR LD NTC)
                                  Holme Roberts & Owen LLP
                                  United States District Court
                                  Box 07
                                  1700 Lincoln
                                  #4100
                                  Denver, CO 80203
                                  U.S.A.
                                  303-861-7000

                                  Boris Feldman

SNIPPETS:

Assigned to: Judge Clarence A. Brimmer Jury demand: Plaintiff

Magistrate Judge Patricia A. Coan

JERROLD SCHAFFER, On Behalf Of Robert J. Dyer, III

6/22/98 1 Class Action COMPLAINT issued);

(Entry date 06/23/98)

6/23/98 2 LETTER from court to counsel

by Chief Judge Richard P. Matsch (cc:

7/20/98 4 WAIVER OF SERVICE of Summons and Complaint upon David Lisi,

atty/ by defendant Evolving Systems Inc, defendant George

Hallenbeck, defendant J. Richard Abramson, defendant

Roger A. Barnes, defendant David Molny, defendant Harry B.

Fair, defendant Donald Dixon, defendant Jim Ross, defendant

defendant Robert J. Loarie on 3/26/98

8/21/98 8 BRIEF by plaintiff Jerrold Schaffer in support of motion

appointment as lead plaintiffs,

Gregory Smith in 1:98-cv-01376, plaintiff Gregory Amrhein

1:98-cv-01343, defendant Roger A. Barnes in 1:98-cv-01343,

Securities in 1:98-cv-01343,

granting motion for order for appointment

1:98-cv-01402 to reset settlement conf

3 . DOCKET B 3

EXTRACTED KEY WORDS

DEFENDANT
PLAINTIFF
ROBERT
EVOLVING SYSTEMS
COUNSEL
RICHARD
JUDGE CLARENCE
MOTION
GREGORY AMRHEIN
BRIMMER
SECURITIES
COMPLAINT
MAGISTRATE JUDGE PATRICIA
COAN
CLASS ACTION
DEFENDANT GEORGE
HALLENBECK
DEFENDANT HARRY
DEFENDANT DONALD
DEFENDANT DONALD DIXON
RICHARD ABRAMSON
DEFENDANT ROGER
DEFENDANT DAVID
DEFENDANT DAVID MOLNY
GRANTING MOTION
JURY DEMAND
SETTLEMENT CONF
CONF SET
LEAD PLAINTIFFS

Docket as of March 8, 1999 (retrieved 3/10/99)

Proceedings include all events.
1:98cv1402 Amrhein v. Evolving Systems Inc, et al

                       U.S. District Court
    U.S. District Court for the District of Colorado (Denver)

               CIVIL DOCKET FOR CASE #: 98-CV-1402

Amrhein v. Evolving Systems Inc, et al                      Filed: 06/29/98
Assigned to: Judge Clarence A. Brimmer       Jury demand: Plaintiff
             Referred to: Magistrate Judge Patricia A. Coan
Demand: $0,000                               Nature of Suit:  850
Lead Docket: 98-CV-1338                      Jurisdiction: Federal Question
Dkt # in USDC Dist CO : is 98-WY-1338-CB, et al

Cause: 15:78m(a) Securities Exchange Act


GREGORY AMRHEIN, On Behalf of     Robert J. Dyer, III
Himself and All Others            (COR LD NTC)
Similarly Situated                F. James Donnelly
     plaintiff                    (COR LD NTC)
                                  Dyer, Donnelly
                                  801 East 17th Avenue
                                  Denver, CO 80218-1417
                                  USA
                                  303-861-3003
                                  FTS 830-6920


   v.


EVOLVING SYSTEMS, INC.            Nancy J. Gegenheimer
     defendant                    (COR LD NTC)
                                  Holme Roberts & Owen LLP
                                  United States District Court
                                  Box 07
                                  1700 Lincoln
                                  #4100
                                  Denver, CO 80203
                                  U.S.A.
                                  303-861-7000

                                  Boris Feldman
                                  (COR LD NTC)

SNIPPETS:

Assigned to: Judge Clarence A. Brimmer Jury demand: Plaintiff

Magistrate Judge Patricia A. Coan

Cause: 15:78mSecurities Exchange Act

GREGORY AMRHEIN, On Behalf of Robert J. Dyer, III

6/29/98 1 Class Action COMPLAINT for Violations of the Fed Securities

(Entry date 06/30/98)

6/30/98 2 LETTER from court to counsel

by Chief Judge Richard P. Matsch (cc:

reg agent/ by defendant Evolving Systems Inc on

8/21/98 -- MOTION by plaintiff Gregory Amrhein to consolidate cases,

8/21/98 -- BRIEF by plaintiff Gregory Amrhein in support of motion to

settlement conf set for 1:00 12/16/98 in 1:98-cv-01338,

10/2/98 -- MOTION by defendant George A. Hallenbeck in 1:98-cv-01338,

defendant Harry B. Fair in 1:98-cv-01338,

defendant Donald Dixon in 1:98-cv-01343,

defendant J. Richard Abramson in 1:98-cv-01338,

1:98-cv-01343, defendant Roger A. Barnes in 1:98-cv-01343,

defendant David Molny in 1:98-cv-01343,

granting motion for order for appointment

1:98-cv-01402 to reset settlement conf

4 . DOCKET B 2

EXTRACTED KEY WORDS

ENTRY
PLAINTIFF
ROBERT
EVOLVING SYSTEMS
COUNSEL
JUDGE CLARENCE
MOTION
GREGORY SMITH
BRIMMER
SECURITIES
COMPLAINT
MAGISTRATE JUDGE PATRICIA
COAN
CLASS ACTION
DEFENDANT GEORGE
HALLENBECK
DEFENDANT HARRY
DEFENDANT DONALD
DEFENDANT DONALD DIXON
RICHARD ABRAMSON
DEFENDANT ROGER
DEFENDANT DAVID
DEFENDANT DAVID MOLNY
BANCAMERICA
ROBERTSON
GRANTING MOTION
JURY DEMAND
SETTLEMENT CONF
CONF SET

Docket as of March 8, 1999 (retrieved 3/10/99)

Proceedings include all events.
1:98cv1376 Smith v. Evolving Systems Inc, et al

                       U.S. District Court
    U.S. District Court for the District of Colorado (Denver)

               CIVIL DOCKET FOR CASE #: 98-CV-1376

Smith v. Evolving Systems Inc, et al                        Filed: 06/25/98
Assigned to: Judge Clarence A. Brimmer       Jury demand: Plaintiff
             Referred to: Magistrate Judge Patricia A. Coan
Demand: $0,000                               Nature of Suit:  850
Lead Docket: 98-CV-1338                      Jurisdiction: Federal Question
Dkt # in USDC Dist CO : is 98-WY-1343-CB
Dkt # in USDC Dist CO : is 98-WY-1338-CB

Cause: 15:78m(a) Securities Exchange Act


GREGORY SMITH, on behalf of       Robert J. Dyer, III
himself and all others            (COR LD NTC)
similarly situated                F. James Donnelly
     plaintiff                    (COR LD NTC)
                                  Dyer, Donnelly
                                  801 East 17th Avenue
                                  Denver, CO 80218-1417
                                  USA
                                  303-861-3003
                                  FTS 830-6920


   v.


EVOLVING SYSTEMS, INC.             . James Donnelly
     defendant
                                  Nancy J. Gegenheimer
                                  (COR LD NTC)
                                  Holme Roberts & Owen LLP
                                  United States District Court
                                  Box 07
                                  1700 Lincoln
                                  #4100
                                  Denver, CO 80203
                                  U.S.A.
                                  303-861-7000

SNIPPETS:

Assigned to: Judge Clarence A. Brimmer Jury demand: Plaintiff

Magistrate Judge Patricia A. Coan

Cause: 15:78mSecurities Exchange Act

GREGORY SMITH, on behalf of Robert J. Dyer, III

BANCAMERICA ROBERTSON STEPHENS Gandolfo V. DiBlasi

6/25/98 1 Class Action COMPLAINT for Violations of Federal Securities

(Entry date 06/26/98)

6/26/98 2 LETTER from court to counsel

8/12/98 4 ATTORNEY APPEARANCE for defendant Evolving Systems Inc,

defendant George A. Hallenbeck, defendant J. Richard

Abramson, defendant Roger A. Barnes, defendant David J.

Molny, defendant Harry B. Fair, defendant Donald R. Dixon,

8/21/98 -- MOTION by plaintiff Gregory Smith to consolidate cases,

8/21/98 -- BRIEF by plaintiff Gregory Smith in support of motion to

settlement conf set for 1:00 12/16/98 in 1:98-cv-01338,

defendant Donald Dixon in 1:98-cv-01343,

defendant J. Richard Abramson in 1:98-cv-01338,

defendant David Molny in 1:98-cv-01343,

granting motion for order for appointment

1:98-cv-01402 to reset settlement conf

5 . DOCKET A

EXTRACTED KEY WORDS

DEFENDANT
PLAINTIFF
ROBERT
EVOLVING SYSTEMS
COUNSEL
JUDGE CLARENCE
MOTION
BRIMMER
PAN AMER
SECURITIES
TRAD
COMPLAINT
MAGISTRATE JUDGE PATRICIA
COAN
CLASS ACTION
DEFENDANT GEORGE
HALLENBECK
DEFENDANT HARRY
DEFENDANT DONALD
DEFENDANT DONALD DIXON
RICHARD ABRAMSON
DEFENDANT ROGER
DEFENDANT DAVID
DEFENDANT DAVID MOLNY
ROBERTSON
BANCAMERICA
GRANTING MOTION
JURY DEMAND
PLAINTIFF GREGORY

Docket as of March 8, 1999 (retrieved 3/10/99)

Proceedings include all events.
1:98cv1343 Pan Amer Export Trad v. Evolving Systems Inc, et al

                       U.S. District Court
    U.S. District Court for the District of Colorado (Denver)

               CIVIL DOCKET FOR CASE #: 98-CV-1343

Pan Amer Export Trad v. Evolving Systems Inc, et al         Filed: 06/22/98
Assigned to: Judge Clarence A. Brimmer       Jury demand: Plaintiff
             Referred to: Magistrate Judge Patricia A. Coan
Demand: $0,000                               Nature of Suit:  160
Lead Docket: 98-CV-1338                      Jurisdiction: Federal Question
Dkt # in USDC Colorado : is 98WY1338CB

Cause: 15:77 Securities Fraud


PAN AMERICAN EXPORT TRADING,      Robert J. Dyer, III
INC., on behalf of itself and     (COR LD NTC)
all others similarly situated     F. James Donnelly
     plaintiff                    (COR LD NTC)
                                  Dyer, Donnelly
                                  801 East 17th Avenue
                                  Denver, CO 80218-1417
                                  USA
                                  303-861-3003
                                  FTS 830-6920


   v.


EVOLVING SYSTEMS, INC.             . James Donnelly
     defendant                     . James Donnelly
                                  (See above)
                                   . James Donnelly
                                  (See above)

                                  Nancy J. Gegenheimer
                                  (COR LD NTC)
                                  Holme Roberts & Owen LLP
                                  United States District Court
                                  Box 07
                                  1700 Lincoln
                                  #4100

SNIPPETS:

Assigned to: Judge Clarence A. Brimmer Jury demand: Plaintiff

Magistrate Judge Patricia A. Coan

BANCAMERICA ROBERTSON STEPHENS Gandolfo V. DiBlasi

6/22/98 1 Class Action COMPLAINT issued);

(Entry date 06/23/98)

6/23/98 2 LETTER from court to counsel

8/12/98 4 ATTORNEY APPEARANCE for defendant Evolving Systems Inc,

defendant George Hallenbeck, defendant J. Richard Abramson,

defendant Roger A. Barnes, defendant David Molny, defendant

Harry B. Fair, defendant Donald Dixon, defendant Robert J.

8/21/98 -- MOTION by plaintiff Pan Amer Export Trad to consolidate

UBS Securities to motion to consolidate cases,

Gregory Smith in 1:98-cv-01376, plaintiff Gregory Amrhein

defendant Harry B. Fair in 1:98-cv-01338,

granting motion for order for appointment

6 . COMPLAINT

EXTRACTED KEY WORDS

PLAINTIFF
SECURITIES
EMPLOYEE SOLUTIONS
BRODY
ACT
CLASS ACTION
EXCHANGE
SOLUTIONS COMMON STOCK
CLASS PERIOD
COMPENSATION
LAW
COMPENSATION CLAIMS
MEMBERS
EMPLOYEE SOLUTIONS COMMON
MISLEADING
UNITED STATES
MATERIALLY FALSE
MATERIAL FACTS
RISK MANAGEMENT/WORKERS
DISSEMINATION
INSIDER SALES
STATES DISTRICT COURT
FINANCIAL CONDITION
NET EARNINGS
UNDERSTATING
STOCK SPLITS
MISREPRESENTATIONS
ACQUISITION
NEWS ARTICLES

   Stanford University Law School - Securities Class Action Clearinghouse





BONNETT, FAIRBOURN, FRIEDMAN
  & BALINT, P.C.
ANDREW S. FRIEDMAN (AZ 005425)
4041 N. Central Avenue, Suite 1100
Phoenix, AZ 85012-3311
Telephone:  602/274-1100

WOLF POPPER
845 Third Avenue
New York, New York 10022
(212) 759-4600

Attorneys for Plaintiffs

               IN THE UNITED STATES DISTRICT COURT
                   FOR THE DISTRICT OF ARIZONA

-----------------------------------x
KEITH BLAICH, on behalf            :
of himself and all others          :   Civil Action No.
similarly situated                 :   CIV97-545-PHX-RGS
                                   :   (filed Mar 17, 1997)
               Plaintiff,          :
                                   :
     -against-                     :   CLASS ACTION COMPLAINT
                                   :
EMPLOYEE SOLUTIONS, INC.,          :   JURY TRIAL DEMANDED
MARVIN BRODY, HARVEY A. BELFER,    :
ROY A. FLEGENHEIMER, and           :
MORRIS C. AARON,                   :
                                   :
               Defendants.         :
-----------------------------------x

     Plaintiff, individually and on behalf of all others similarly

situated, by his attorneys, alleges the following upon knowledge,

with respect to his own acts, and upon information and belief, with

respect to all other matters.  Plaintiff's information and belief

SNIPPETS:

Stanford University Law School - Securities Class Action Clearinghouse

IN THE UNITED STATES DISTRICT COURT

MARVIN BRODY, HARVEY A. BELFER,:

Plaintiff, individually and on behalf of all others similarly

and various news articles and press releases detailed

Throughout the Class Period, defendants continually

This information was materially false and misleading

had the effect of inflating the Company's reported net earnings,

million shares of Employee Solutions common stock on behalf of his

these insider sales until February of 1997,

As a result of defendants' material misrepresentations