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1
.
ORDER
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EXTRACTED KEY WORDS
ASSET ACCOUNT COURT FLORIDA COMMISSION BUSINESS ACT DEPOSIT RESTRAINING SAFE DEPOSIT CONTROLS CUSTODY DESTROYING BOOKS REPRESENTATIVES RELIEF STATUTORY RESTRAINING ORDER TRADE MASTER SOUTHWEST FLORIDA RESIDING PARTNERSHIP JURISDICTION MATTER PURPOSES DRAFT ALVA TRANSFERRING DISPOSING UNITED STATES |
: FLED
UNITED STATES DISTRICT COURT 02 HAR -7 f 926
FOR THE MIDDLE DISTR-KT OF FLo~$,, il p ~,
.J.
HIODLE &ST~~i~T 6~
C(MMODITY FUTURES TRADING COMMISSION ) FT.
Plaintiff, '
V. ; 1
THOMAS D. CHILCOTT, individually and d/b/a
TRADE MASTER OF SOUTHWEST FLORIDA ;
3701 Packinghouse Road
Alva, Florida 33920, `i -
1
TED E. WHIDDEN
4021 Ellis Road ;
Fort Myers, Florida 33905, )
and ;
LEONA WESTBROOK ;
370 1 Packinghouse Road
Ah, Florida 33920 F
.I
.
Defendants. ; 1
-@-l-e e
ExPurie Stat&y Restraining Order Fr B ing Assets of Defendants,
Prohibiting Defendants From Destroying or Altering any Books, Records or
Other Documents, Barring the Defendants from Denying Access to those Books,
Records and Documents to any Representative of Plaintiff, and
Granting Leave to Take Expedited Discovery
Plaintiff, the Commodity Futures Trading Commission ("Commission"), has filed a
Complaint for permanent injunction and other relief, and moved exparze, pursuant to S&on
6c of the Commodity Exchange Act, as amended (the "Act"), 7 U.S.C. 5 13a-I (1994), for a
Statutory Restraining Order freezing the assets of the Defendants, prohibiting Defendants
JAN-l@-00 17:Sl FROM:US ATTORNEYS OFFICE ID:9414612219
SNIPPETS:
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2
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CONSENT ORDER
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EXTRACTED KEY WORDS
WESTBROOK RECEIVER COURT ACT COMMISSION DEFENDANTS VIOLATION REGULATIONS COMMODITY EQUITABLE RELIEF CIVIL COMMODITY FUTURES TRADING PERMANENT INJUNCTION CONSENT FLORIDA COMPLAINT APPOINTMENT PURSUANT ACCOUNTS UNITED STATES POSSESSION PROSPECTIVE CLIENTS TRADE MASTER LEONA WESTBROOK UNITED STATES DISTRICT BUSINESS EMPLOYEES JURISDICTION ATTORNEYS |
UNITED STATES DISTRICT COURT
FOR THE MIDDLE DISTRICT OF FLORIDA
FORT MYERS DIVISION
COMMODITY FUTURES TRADING COMMISSION, ) Case No.
)
2:02-cv-94-FTM-29DNF
Plaintiff, )
)
v. )
)
THOMAS D. CHILCOTT d/b/a Trade Master of )
Southwest Florida, TED E. WHIDDEN, and LEONA )
WESTBROOK, )
)
Defendants. )
)
CONSENT ORDER OF PERMANENT INJUNCTION,
THE APPOINTMENT OF A RECEIVER, AND OTHER EQUITABLE RELIEF
AS TO DEFENDANTS THOMAS D. CHILCOTT AND LEONA WESTBROOK
On March 6, 2002, Plaintiff Commodity Futures Trading Commission ("the Commission")
filed a complaint against Thomas D. Chilcott ("Chilcott"), Leona Westbrook ("Westbrook"), and
Ted E. Whidden ("Whidden") (collectively "Defendants") seeking injunctive and other equitable
relief, as well as the imposition of civil penalties, for violations of the Commodity Exchange Act,
amended ("Act"), 7 U.S.C. §§ 1 et seq. (1994), the Commission regulations promulgated thereunder
("Regulations"), 17 C.F.R. §§ 1 et seq. (2001), and the Consent Final Judgment and Order of
Permanent Injunction and Equitable Relief of the United States District Court for the District of
Colorado in Commodity Futures Trading Commission v. Chilcott Portfolio Mgmt, Inc., et. al.,
C.A. No. 81-F-999, Order No. 1981-9 (D. Colo. July 10, 1981) (the "1981 Order").
SNIPPETS:
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3
.
CONSENT ORDER - DEF WHIDDEN
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EXTRACTED KEY WORDS
RECEIVER ACT COMMISSION DEFENDANTS VIOLATION RELIEF COMMODITY FUTURES TRADING REGULATIONS CIVIL CONSENT PERMANENT INJUNCTION COMPLAINT WESTBROOK EQUITABLE RELIEF SEQ APPOINTMENT UNITED STATES DISTRICT PURSUANT JURISDICTION ATTORNEYS TRADE MASTER REGULATIONS PROMULGATED THEREUNDER CHILCOTT PORTFOLIO MGMT POSSESSION INTERSTATE COMMERCE PERSONAL SERVICE EMPLOYEES PROCEEDING PROVISION |
UNITED STATES DISTRICT COURT
FOR THE MIDDLE DISTRICT OF FLORIDA
FORT MYERS DIVISION
COMMODITY FUTURES TRADING COMMISSION, ) Case No.
)
2:02-cv-94-FTM-29DNF
Plaintiff, )
)
v. )
)
THOMAS D. CHILCOTT d/b/a Trade Master of )
Southwest Florida, TED E. WHIDDEN, and LEONA )
WESTBROOK, )
)
Defendants. )
)
CONSENT ORDER OF PERMANENT INJUNCTION,
THE APPOINTMENT OF A RECEIVER, AND OTHER EQUITABLE
RELIEF AS TO DEFENDANT TED E. WHIDDEN
On March 6, 2002, Plaintiff Commodity Futures Trading Commission ("the Commission")
filed a complaint against Thomas D. Chilcott ("Chilcott"), Leona Westbrook ("Westbrook"), and
Ted E. Whidden ("Whidden") (collectively "Defendants") seeking injunctive and other equitable
relief, as well as the imposition of civil penalties, for violations of the Commodity Exchange Act,
amended ("Act"), 7 U.S.C. §§ 1 et seq. (1994), the Commission regulations promulgated thereunder
("Regulations"), 17 C.F.R. §§ 1 et seq. (2001), and the Consent Final Judgment and Order of
Permanent Injunction and Equitable Relief of the United States District Court for the District of
Colorado in Commodity Futures Trading Commission v. Chilcott Portfolio Mgmt, Inc., et. al.,
C.A. No. 81-F-999, Order No. 1981-9 (D. Colo. July 10, 1981) (the "1981 Order").
SNIPPETS:
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4
.
COMPLAINT
|
EXTRACTED KEY WORDS
VIOLATION CHILCOTT POOL PARTICIPANTS CLIENTS REGULATION TRADING ACCOUNTS DEFENDANTS FUNDS COMMODITY FUTURES BUSINESS PROSPECTIVE CLIENTS COMMISSION FUTURES CONTRACTS WESTBROOK TRADE MASTER INDIVIDUAL ACCOUNTS PARAGRAPHS PERMANENT INJUNCTION SOUTHWEST FLORIDA UNITED STATES DISTRICT MISAPPROPRIATION DISTINCT VIOLATION CPO CTA CIVIL MONETARY PENALTIES ALLEGATIONS SET DISCLOSURE DOCUMENT THEREUNDER |
UNITED STATES DISTRICT COURT
FOR THE MIDDLE DISTRICT OF FLORIDA
COMMODITY FUTURES TRADING COMMISSION )
1155 21st Street, N.W. ) Case No. 2:02-CV-94-FTM-
Washington, DC 20581 ) 29DNF
)
Plaintiff, )
)
v. )
)
THOMAS D. CHILCOTT, individually and d/b/a )
TRADE MASTER OF SOUTHWEST FLORIDA )
3701 Packinghouse Road )
Alva, Florida 33920, )
)
TED E. WHIDDEN )
4021 Ellis Road )
Fort Myers, Florida 33905, )
)
and )
)
LEONA WESTBROOK )
3701 Packinghouse Road )
Alva, Florida 33920 )
)
Defendants. )
)
COMPLAINT FOR A PERMANENT INJUNCTION,
OTHER EQUITABLE RELIEF
AND CIVIL MONETARY PENALTIES
I. SUMMARY
1. Since in or about September 1999, Thomas D. Chilcott, individually and
doing business as "Trade Master of Southwest Florida," ("Chilcott") and Ted E. Whidden
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