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1
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COMPLAINT
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EXTRACTED KEY WORDS
COMMISSION FOREIGN CURRENCY CONTRACTS MAS FUTURES TRANSACTIONS INVESTORS TRADING COMMODITY FUTURES GEM ACCOUNT FXP FXE FUTURE DELIVERY LAKIN DEFENDANTS COMMON ENTERPRISE VIOLATIONS FXA TELEMARKETERS LIABILITY COMPANY LIMITED LIABILITY COMPANY EQUITY MANAGEMENT JURISDICTION COMMON ENTERPRISE ENTITIES BANK ACCOUNTS POTENTIAL INVESTORS COMMODITY EXCHANGE ACT CONNECTION |
1 UNITED STATES DISTRICT COURT
2 CENTRAL DISTRICT OF CALIFORNIA
3
SOUTHERN DIVISION
4
5 COMMODITY FUTURES TRADING )
6 COMMISSION, )
) Case No. SACV02-173
7 Plaintiff, )
8 ) COMPLAINT FOR
vs. ) INJUNCTIVE AND OTHER
9
MAS FX LLC, a Delaware Limited ) EQUITABLE RELIEF AND
10 Liability Company, formerly known as ) FOR CIVIL PENALTIES
) UNDER THE COMMODITY
11 MAS FINANCIAL SERVICES, INC.,
FX ADVISORS, LLC, a Delaware ) EXCHANGE ACT, AS
12 Limited Liability Company, FX ) AMENDED, 7 U.S.C. §§ 1-25
)
13 ADVISORS PACIFIC, LLC, a
Delaware Limited Liability Company, )
14 FX ADVISORS EAST, LLC, a )
)
15 Delaware Limited Liability Company,
GLOBAL EQUITY MANAGEMENT )
16 GROUP, LLC, a Delaware Limited )
)
17 Liability Company, BRIAN MOORE,
CHRISTIAN WEBER, DENNIS )
18 HEYBURN, RON ROZILLIO, DON )
)
19 LAKIN AND FARZAD NAFEIY,
20
Defendants.
21
22
23 I.
24 JURISDICTION AND VENUE
25
1. Section 2(c)(2)(B) (i) and (ii) of the Commodity Exchange Act, as
26
amended ("Act"), 7 U.S.C. § 2 (2001), corresponding to the Commodity Futures
27
SNIPPETS:
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2
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ORDER
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EXTRACTED KEY WORDS
ASSETS ACCOUNT NAFEIY WEBER HEYBUM MOORE FINANCES LAKIN COURT INVESTOR FUTURES PLAINTIFF CFTC LLC ACT DISPOSING FUNDS BUSINESS ROZILIO CONTROLS CUSTODY COMMODITY FUTURES TRADING FUTURES TRADING COMMISSION CALIFORNIA ADVISORS DISTRICT ASSIGNING ACCORDANCE AGENTS |
FEB 21 2002 13~31 FR COM~IODITY FIJTIJRES 312 353 4.502
021: '02 THL' 11:24 FAS 7113384778 US DISTRICT COURT
@Jo02
, Y'
1 Susan J. Gradman, Xm'nois ARDC
. NO. 6225060
Scott R. Williamson, Illinois ARDC
2 NO. 06191293
Commodity Futures Trading Commission
3 300 South Riverside Plaza, Suite 16OON ,
Chicago, IL 60606
4 Telephone (312) 353-5990
5 Facsimile (312) 353-4502
6 Local Counsel:
7 Edwin J. Yoshimura, State Bar No. 089948
Bernard John Barrett, State Bar No. 165869
8
Commodity Futures Trading Commission
9 10900 Wilshire Boulevard, Suite 400
Los Angeles, California 90024
10 Telephone (310) 443-4700
11 Facsimile (310) 443-4757
12 Attorney modity Futures Trading Commiss ion
13
STATES DISTRICT COURT
14
15 DISTRICT OF CALIFORNIA
16 DIVISION
17
18
19 Plaintiff,
20 vs. !P--v
TATUTOR
ORDER
21 FX ADVISORS, LLC, FX ADVISORS AN~S$RD.DR TO
22 EAST, LLC, FX ADVISORS
PACIFIC, LLC, MAS FX LLC, PRELIMIN'AIRY
23 formerly known as MAS FINANCIAL
24 SERVICES, XNC, GLOEIAL EQVITY
bWNAGEMENT GROUP, LLC,
SNIPPETS:
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