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1
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ORDER
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EXTRACTED KEY WORDS
ASSET FEDERAL RULES CIVIL PROCEDURE COURT ACCOUNT PRO HAT VICE CALIF BAR PLAINTIFF COMMISSION ACT GLASER ESQ PURSUANT RESTRAINING BUSINESS DEPOSIT TELECOPIER DUNFEE JOHN BARRETT TRAEGER COMMODITY PRELIMINARY INJUNCTIORI MATERIALS COUNSEL WEINBERG RELIEF ASSIGNMENT CONSISTENT |
Jan* I. 1996 738AM
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1 ti&aT Glaser, Esq. (Pro Hat Vice)
`oh Dunfee, Esq. (Pro Hat Vice)
2 155 21st Street, N.W.
3 Kashington, D.C. 2058 1
!02-418-5358 (Glaser)
4 !02-4 18-5396 (Dunfee)
!02-4 18-553 1 (fax) .
5
6 3ernard John Barrett (Calif. Bar. No. 165869)
,ouis Traeger (Calif. Bar No. 38714)
7
' vhrdock Plaza . ,
0900 Wilshire Boulevard `. .
s iuite 400
9 aos Angeles, CA
11 O-443-4700 DUPLICATE
10 i 1 O-443-4745 (fax>
41 +Jne$jzi&\ Plaintiff
11 X@n~~ @ures Trading Commission
2% '
c-$ Q:.
45 e--b-
0 u') I
--- ,
PJ c. *t
Cd
iii .,i -
<-' j -2 i UNITED STATES DISTRICT COURT
1; -- $5 i
@Sk[
% LLI
is :: FOR THE CENTRAL DISTRICT OF CALIFORNIA
7: m
.&
16 Commodity Futures Trading Commission,
TN J f@
17
%
Plaintiff,
`- _
18
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2
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COMPLAINT
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EXTRACTED KEY WORDS
COMMISSION VIOLATION COMMODITY FUTURES TRADING DEFENDANT REGULATIONS WEINBERG PRACTICES INVESTORS CONTRACTS COURT PURSUANT PROVISIONS ENGAGING BUSINESS COMMODITY FUTURES TRADES PURPORTED PROFITS MERRILL LYNCH PRACTICE CONSTITUTING ORIGINAL INVESTMENTS POOL PARTICIPANTS CONNECTION REPRESENTATIONS PARAGRAPHS CALIFORNIA COMMODITY EXCHANGE ACT ACTION PURSUANT AUTHORIZES ORDER THEREUNDER |
UNITED STATES DISTRICT COURT
FOR THE CENTRAL DISTRICT OF CALIFORNIA
)
Commodity Futures Trading Commission, ) Case No.: 02-02084 RSWL (RNBx)
)
Plaintiff, )
COMPLAINT FOR A PERMANENT
)
INJUNCTION, OTHER EQUITABLE
v. )
RELIEF AND CIVIL MONETARY
)
PENALTIES
Mark Weinberg, )
)
Hearing Date: ______________
Defendant. )
)
Hearing Time: ______________
I. JURISDICTION AND VENUE
1. The Commodity Exchange Act, as amended, 7 U.S.C § 1 et. seq. (1994) (the "Act"),
establishes a comprehensive system for regulating the purchase and sale of commodity futures
contracts and options on commodity futures contracts. This Court has jurisdiction over this
action pursuant to Section 6c of the Act, 7 U.S.C. § 13a-1 (1994), which authorizes the
Commodity Futures Trading Commission ("Commission") to seek injunctive relief against any
person whenever it shall appear to the Commission that such person has engaged, is engaging, or
is about to engage in any act or practice constituting a violation of any provision of the Act or
any rule, regulation or order thereunder.
2. Venue properly lies with the Court pursuant to Section 6c of the Act, in that the
Defendant is found in, inhabits, or transacts business in this district, and the acts and practices
violation of the Act have occurred, are occurring, or are about to occur within this district.
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