TJ-PIITED STATES DISTRICT COURT
FOR TBE SOUTHERN DISTRICT OF FL fj$?g!p$()435
`Y FUTURES TRADING COMMISSION, )
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PIaintiff, 1
V.
DAVID A. UGER,
Defendant.
2x Patie Statutory Restraining Order Freezing Assets of Defendant,
Pr libiting Defendant From Destroying or Altering any Books, Records
Othi Documents, Barring the Defendant from Denying Access to.those.Books,
Records and Rocuments to any Representative of Plaintiff, and
Granting Leave to Take Expedited Discovery
Plair ff, the Commodity Futures Trading Commission ("Commission"), has
Complaint f permanent injunction and other relief, and moved exparte, pursuant
ofthe comr bdity Exchange Act, as amended (the "Act"), 7 U.S.C. 5 13a-1 (1994),
Statutory R< raining Order fkeezing the assets of the Defendant, prohibiting
destroying a I business records, books or documents and granting leave to take
discovely. : le Court has considered the pleadings, declarations, exhibits, and
filed in sup1 rt of the Commission's motion., As it appears to the Court that
jurisdiction m the subject matter of this case, that Section 6c ,of the Act,
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authorizes e. unrte relief, +$t$ere is good cause to believe that Defendant has
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engaging in : is about to engage in violations of the Act, and that this is a
granting an I parre Statutory Restraining Order to prcseme the status ql
Commissior D fulfill its &atutory duties, the Court orders as follows:
SNIPPETS:
2x Patie Statutory Restraining Order Freezing Assets of Defendant,
Complaint f permanent injunction and other relief, and moved exparte, pursuant to Section 6c
Statutory R< raining Order fkeezing the assets of the Defendant,
destroying a I business records, books or documents and granting leave to take expedited
le Court has considered the pleadings, declarations, exhibits, and memorandum
filed in sup1 rt of the Commission's motion., As it appears to the Court that the Court has
jurisdiction m the subject matter of this case, that Section 6c,of the Act, 7 U.S.C. 0 13a-1,
notice 0f.t.h 3rder by personal service or otherwise, except as othetise ordered by this
transferring, selling, alienating, liquidating, encumbering, pledging, leasing,
in which Defendant has an interest, including but not limited to PDK Productions
Paragraph V of this Order, or as otherwise ordered by the Court;
opening or causing to be open4 any safe deposit boxes titled in the name of,
indirectly destroying, mutilating, erasing, altering, concealing or disposing of, in any
any documents that relate to the business practices or business or personal
attorneys, p;itb7ers, servants, representatives, employees, any personacting or purporting to
act for or on ' `s behalf, and corporate and partnership entities in which Defendant has an
account or set, or at any time since January 1,1999, has held, controlled, or maintained
or entity for e purpose of discovering information pertaining to the business transactions of
d, additionally, that representatives of the Commission, are specially appointed by
and thatthis Court retains jurisdiction &&is matter for all purposes.
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