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1
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DOCKET
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EXTRACTED KEY WORDS
GBA ENTRY MOTION PLAINTIFF COUNSEL MONTGOMERY REALTY DISMISS FOX RECEIVED PROPOSED ORDER PATEL JUDGE MARILYN FILE MOTION NORTHERN TRUST BANK TRUST BANK PROPOSED ORDER MEMORANDUM COURT WHEATLEY VENTURES GRANTING LARSON DEFENDANT JANET STARK DEFENDANT WILLIAM PATRICK MCDOWELL PAYNE DEFENDANT LISLE EVANS DEFENDANT JAROLD CASHIN |
Docket as of February 6, 1998
Proceedings include all events. TERMED
3:96cv2934 Erickson v. Wheatley Ventures, et al
TERMED
U.S. District Court
U.S. District for the Northern District of California (S.F.)
CIVIL DOCKET FOR CASE #: 96-CV-2934
Erickson v. Wheatley Ventures, et al Filed: 08/15/96
Assigned to: Chief Judge Marilyn Hall Patel Jury demand: Plaintiff
Demand: $5,000,000 Nature of Suit: 850
Lead Docket: None Jurisdiction: Federal Question
Dkt# in other court: None
Cause: 15:78m(a) Securities Exchange Act
(Party and Counsel List)
8/15/96 1 COMPLAINT Summons(es) issued; Fee status pd entered on
8/15/96 in the amount of $ 120.00 (Receipt No. 40324); jury
demand (3:96-cv-02934) (gba) (Entry date 08/22/96)
8/15/96 2 ORDER RE COURT PROCEDURE and SCHEDULE by Judge Marilyn H.
Patel : Proof of service to be filed by 9/30/96 ; counsels'
case management statement to be filed by 1/21/97 ; initial
case management conference will be held 9:30 1/31/97 (cc:
all counsel) (gba) (Entry date 08/22/96)
8/15/96 3 NOTICE by Plaintiff of pendency of other action or
proceeding (Local Rule 3-13) (3:96-cv-02934) (gba)
(Entry date 08/22/96)
9/24/96 4 WAIVER OF SERVICE by defendant Montgomery Realty, defendant
Fox Realty Investors, defendant Montgomery Realty Co,
defendant Emmet J. Cashin, defendant Jarold A. Evans,
defendant Lisle W. Payne, defendant W. Patrick McDowell,
defendant William W. Stark Jr., defendant Janet E. Larson
served on 9/9/96 in response to the request for waiver sent
on 8/26/96, defendant Wheatley Ventures, defendant Michael
L. Ashner, defendant Martin Lifton, defendant Arthur N.
Queler, defendant Northern Trust Bank served on 9/5/96 in
response to the Request for Waiver sent on 8/26/96
(3:96-cv-02934) (gba) (Entry date 09/25/96)
10/16/96 5 APPLICATION by defendant Wheatley Ventures, defendant
SNIPPETS:
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2
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OPINION
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EXTRACTED KEY WORDS
ERICKSON TENDER WHEATLEY COURT SECURITIES NORTHERN TRUST TRUST INDENTURE VIOLATION EQUITY SECURITY REGULATION PLAINTIFF DEFENDANTS PARTNERSHIP MOTION FOX THEREUNDER CALIFORNIA NOTEHOLDERS MONTGOMERY REALTY WHEATLEY VENTURES UNITED STATES CONTENDS REGISTERED PURSUANT SECURITIES EXCHANGE MONTGOMERY REALTY COMPANY-80 PLAINTIFF DEANNE UNITED STATES DISTRICT FIXED RATE COMPLAINT |
UNITED STATES DISTRICT COURT
NORTHERN DISTRICT OF CALIFORNIA
DEANNE R. ERICKSON, on behalf of )
herself and all others similarly )
situated, ) No. C-96 2934 MHP
)
Plaintiff, ) OPINION
)
v. )
)
WHEATLEY VENTURES, INC., et al., )
)
Defendants. )
_________________________________)
Plaintiff Deanne R. Erickson, trustee of the Kaufman Family
1981 Trust, dated October 21, 1981, brought this action on
behalf of herself and all others similarly situated against
defendants Wheatley Ventures, Inc., et al. ("Wheatley"),
Montgomery Realty Company-80, et al. ("Fox") and Northern Trust
Bank of California, N.A. ("Northern Trust") alleging (1) four
causes of action for failure to comply with the disclosure
requirements for tender offers under Section 14(d) of the
Williams Act, Securities Exchange Act of 1934 (the "1934 Act"),
as amended, 15 U.S.C. § 78(n), and Regulation 14D, 17 C.F.R.
§ 240.14d-1 to § 240.14d-101 promulgated thereunder, and (2)
1
------------------------------------------------------------------------
violation of Section 315(c) of the Trust Indenture Act of 1939
(the "Trust Indenture Act"), 15 U.S.C. § 77ooo(c), and a trust
indenture (the Indenture") qualified under the Trust Indenture
SNIPPETS:
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3
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COMPLAINT
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EXTRACTED KEY WORDS
WHEATLEY ACT TRUST FOX INDENTURE PLAINTIFF TENDER MONTGOMERY REALTY FOX DEFENDANTS CALIFORNIA GENERAL PARTNER TRUSTEE EXCHANGE ACT PRINCIPALS ASHNER NOTEHOLDERS AFFILIATES EQUITY SECURITIES WHEATLEY VENTURES REGULATION SUPPLEMENTAL INDENTURE NPI OUTSTANDING PROMULGATED THEREUNDER TARGET COMPANY TENDER OFFEROR CONNECTION DISTRICT COURT DE-REGISTER |
JAMES F. FOTENOS
California State Bar No. 50521
SIMON Y. LEUNG
California State Bar No. 154250
FOTENOS & SUTTLE, P.C.
50 California Street, Suite 700
San Francisco, California 94111
(415) 781-0250
RICHARD A. FINBERG
MALAKOFF, DOYLE & FINBERG
Pennsylvania State Bar No. 17282
The Frick Building, Suite 200
Pittsburgh, Pennsylvania 15219
(412) 281-8400
Attorneys for Plaintiff
UNITED STATES DISTRICT COURT
FOR THE NORTHERN DISTRICT OF CALIFORNIA
DEANNE R. ERICKSON, Trustee of ) CASE NO. C.96-2934 MHP
The Kaufman Family 1981 Trust, )
dated October 21, 1981, on )
behalf of herself and all others ) CLASS ACTION
similarly situated, )
)
Plaintiff, )
) COMPLAINT FOR DAMAGES FOR
v. ) VIOLATION OF THE SECURITIES
) EXCHANGE ACT OF 1934,
WHEATLEY VENTURES, INC., a ) VIOLATION OF THE TRUST
Georgia Corporation; MICHAEL L. ) INDENTURE ACT OF 1939, AND
ASHNER; MARTIN LIFTON; ARTHUR N. ) BREACH OF TRUST INDENTURE
QUELER; MONTGOMERY REALTY )
COMPANY--80, a California )
Limited Partnership; FOX REALTY ) DEMAND FOR TRIAL BY JURY
INVESTORS, a California General )
Partnership; MONTGOMERY REALTY )
CORPORATION, a California )
corporation; EMMET J. CASHIN, )
JR.; JAROLD A. EVANS; LISLE W. )
PAYNE; W. PATRICK McDOWELL; )
WILLIAM W. STARK, JR.; JANET E. )
LARSON, Trustee, Phillip A. )
SNIPPETS:
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