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1
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JUDGMENT
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EXTRACTED KEY WORDS
CONSENT JUDGEMENT DEFENDANTS RESCISSION PURCHASER REASON COUNTY PENDING CHASE MANHATTAN BANK ACCOUNT NOTE PROCEEDS FUNDS C-IT ADMINISTERS SANCTIONS COUNSEL COMMISSION CORPORATE SEU DEFENDANT HOFFENBERG WAIVES FEDERAL RULES CIVIL PROCEDURE FOREGOING CONSENT MTBER JUDWENT9 OFFICER AGENT REPRESENTATIVE THEREOF INCUDE ENTERING SETTLEMENT |
WA:2 \ :.. *
UNITED'STATES DISTRICT COURT
SOUTHERN DISTRICT OF NEW YORK
SECURITIES AND EXCHANGE COMMISSION, ; 88
Plaintiff,
- against -
TOWERS CREDIT CORPORATION,' .
TOWERS FINANCIAL CORPORATION," J-u-
STEVEN HOFFENBERG,'
ETON SECURITIES CORPORATION, .and
MITCHELL BRATER,
Defendants. :
:
Plaintiff Securities and Exchange Commission
having commenced this action by filing its Complaint
1988, charging, among-others, Towers Credit Corporation
("Credit@*), Towers Financial Corporation
Hoffenberg ("Hoffenberg'*), With ViOlatiOnS Of
S(c) of the Securities Act, 15 U.S.C. 8d 77e(a) and 77e(c)
Registration Provisions), and there having been no trial
respect thereto, defendants'credit, Financial,
having admitted the jurisdiction of this Court over them
the subject matter of this action, and having waived.the
Findings of PaCt and Conclusions of Law pursuant
Federai Rules of'civil. kocedhre, and having conseked
the purposes of this action, without admitting
allegations contained in the plaintiff Commission's
which consents are annexed hereto and incorporated
entry without further notice, of this Final Consent Judgment
Permanent Injunction and Order, and there being no just
f-,
!
delay in the entry Of this Final Consent Judgment of Permanent
Injunction and Order,
I
IT IS HEREBY ORDERED, ANWEED, AND DECREED that defendants
credit, Financial, and Hoffenberg, and each of
officers, agents, servants, employees, and
SNIPPETS:
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2
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COMPLAINT
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EXTRACTED KEY WORDS
FINANCING CREDIT SECURITIES PURCHASER COURT RELIEF DEFENDANTS ATTORNEY PLAINTIFF REGIONA DIRECTING INJUNCTION PENDING HOFFENBERG OFFICERS ASSIGNING CONCEALING ACCOUNTS SALE FUNDS DISTRICT EXCHANGE TOWERS PLAZA COUNSEL LAWRENCE JASON GETTINGER DOROTHY ANDREW COURT DEEMS |
UNITED STATES DISTRICT COURT
SOUTHERN DISTRICT OF NEW YORK
SECURITIES AND EXCZfANGE COKMISSION,
Plaintiff,
- against -
TOWERS CREDIT CORPORATION
TOWERS FINANCIAL CORPORATION
STEVEN HOFFENBERG
ETON SECURITIES CORPORATION
MITCHELL BRATER,
Defendants.
plaintiff Securities and Exchanq-e
or-i'~)
for its Complaint for iajunctive and
1i,ef,
alleges:
1. Defendants Towers C-reei-, Coqcration
Ts:~ers
Financi- al Corporation ("Financial"),
("Hoffenberg") , E tan Securities
ard Mi:=hell
Brater (ttBrater") (collectively
and
unless enjoined, are about to engage
constituting violations of Sections
Securities Act of 1933 ("Securities
77e(a) and
77e(c) , (the Registration Provisions).
JURISDICTION AND
SNIPPETS:
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