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1
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COMPLAINT 2
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EXTRACTED KEY WORDS
CMI DEFENDANTS YORK STEVEN RABINOVICI GMMS REVENUE RECEIVABLES SECURITIES SHIELDS MEDICAL PRACTICES PHYSICIANS STOCK PLAINTIFF ACQUISITION BUSINESS SECURITIES CORPORATION AVERAGE SHARES OUTSTANDING SECURITIES LAWS CLASS PERIOD COMMONWEALTH CHIEF EXECUTIVE OFFICER FINANCIALS TRANSACTIONS MISLEADING STOCK PRICE HEALTH CARE DOUBTFUL ACCOUNTS NET INCOME PRUDENTIAL SECURITIES |
Sandy Liebhard, Esq.
Robert J. Berg, Esq. (RB-8542)
BERNSTEIN LIEBHARD & LIFSHITZ, LLP
10 East 40th Street, 22nd Floor
New York, New York 10016
(212) 779-1414
Attorneys for Plaintiff
UNITED STATES DISTRICT COURT
FOR THE SOUTHERN DISTRICT OF NEW YORK
--------------------------------------------------
RICHARD LOWINGER, on Behalf of
Himself and All Others Similarly Situated,
Plaintiff,
v.
COMPLETE MANAGEMENT, INC.,
STEVEN RABINOVICI, DAVID R.
JACARUSO, ARTHUR L. GOLDBERG,
JOSEPH M. SCOTTI, DENNIS
SHIELDS, MANUS O'DONNELL,
CLAIRE A. CARDONE, LAWRENCE
W. SHIELDS, M.D., NATIONAL
SECURITIES CORPORATION,
COMMONWEALTH ASSOCIATES,
PRUDENTIAL SECURITIES, and
ARTHUR ANDERSEN, LLP.
Defendants.
--------------------------------------------------
X
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SNIPPETS:
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2
.
DOCKET B
|
EXTRACTED KEY WORDS
ENTRY JUDGE JULES BRODY SECURITIES BATTS ASSIGNMENT SELTZER DOCKET SHIELDS ARTHUR BENTON JUDGE DEBORAH CIVIL COURT DISTRICT MANAGEMENT MAGISTRATE JUDGE KATZ EDIT AARON BRODY AFFIDAVIT FILING FEE PURSUANT CLASS ACTION COMPLAINT LLP PRUDENTIAL SECURITIES COMMONWEALTH NATIONAL SECURITIES LAWRENCE CARDONE |
Docket as of May 11, 1999 (retrieved 5/27/99)
Proceedings include all events. REL
1:99cv2087 Seltzer v. Complete Management, et al
1:99cv 1454
REL 1:99cv
1454
U.S. District Court
Southern District of New York - Civil Database (Foley Square)
CIVIL DOCKET FOR CASE #: 99-CV-2087
Seltzer v. Complete Management, et al Filed: 03/19/99
Assigned to: Judge Deborah A. Batts
Demand: $0,000 Nature of Suit: 850
Lead Docket: None Jurisdiction: Federal Question
Dkt# in other court: None
Cause: 15:78m(a) Securities Exchange Act
BENTON J. SELTZER, on Behalf Jules Brody
of Himself and Others (COR LD NTC)
Similarly Situated Stull, Stull & Brody
plaintiff 6 East 45th Street
New York, NY 10017
(212) 687-7230
v.
COMPLETE MANAGEMENT, INC.
defendant
STEVEN RABINOVICI
defendant
DAVID R. JACARUSO
defendant
ARTHUR L. GOLDBERG
defendant
SNIPPETS:
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3
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DOCKET A
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EXTRACTED KEY WORDS
PLAINTIFFS ENTRY JRB CONSOLIDATING ANDREW MOTION COUNSEL CAPSTEAD MORTGAGE APPOINTMENT RUDLUFF JACOBS MOORE JULIE CHRISTOPHER LYTLE RONN GILSON COMPLAINT SECURITIES EXCHANGE ACT PLAINTIFFS PURSUANT CO-LEAD COUNSEL APPT EXTEND TIME MED-PLAN MOVANT MED-PLAN DJD CONSOLIDATED PLAINTIFF LAW ATTORNEY HULETT |
Docket as of October 5, 1998 (retrieved 10/6/98)
Proceedings include all events. M-SAN
3:98cv1716 Marks Brothers Inc., et al v. Capstead Mortgage, et al LEAD
M-SAN LEAD
U.S. District Court
Northern District of Texas (Dallas)
CIVIL DOCKET FOR CASE #: 98-CV-1716
Marks Brothers Inc., et al v. Capstead Mortgage, et al Filed: 07/23/98
Assigned to: Judge Sam A Lindsay Jury demand: Plaintiff
Demand: $0,000 Nature of Suit: 850
Lead Docket: None Jurisdiction: Federal Question
Dkt# in other court: None
Cause: 15:78m(a) Securities Exchange Act
MARVIN J NETSKY, On Behalf of Robert M Roseman, Attorney at
Themselves and All Others Law
Similarly Situated 215/864-2424 FAX
plaintiff (COR LD NTC ret)
Spector & Associates
2000 Market Street
12th Floor
Philadelphia, PA 19103
USA
215/864-2400
Kirk B Hulett, Attorney at Law
619/231-7423 FAX
(COR LD NTC ret)
Milberg Weiss Bershad Hynes &
Lerach
600 West Broadway
Suite 1800
San Diego, CA 92101
USA
619/231-1058
Marc R Stanley, Attorney at Law
214/443-0358 FAX
(COR LD NTC ret)
Stanley Mandel & Iola
3100 Monticello Ave
SNIPPETS:
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4
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DOCKET B 4
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EXTRACTED KEY WORDS
ENTRY ALH CAPSTEAD MORTGAGE RUDLUFF WILLIAM JACOBS ANDREW MOORE JULIE GILSON CHRISTOPHER LYTLE RONN COUNSEL AFFIDAVIT/RETURN JAMES DENNIS RBM MOTION ORDER GRANTING COMPLAINT JAMES DENNIS MCCARTHY DOCKET EXTEND TIME JUDGE FILING COURT DISTRICT WEISS LEAD COUNSEL |
Docket as of September 23, 1998 (retrieved 10/6/98)
Proceedings include all events. M-KAP
3:98cv1809 Weiss v. Capstead Mortgage, et al
JURY
M-KAP JURY
U.S. District Court
Northern District of Texas (Dallas)
CIVIL DOCKET FOR CASE #: 98-CV-1809
Weiss v. Capstead Mortgage, et al Filed: 08/03/98
Assigned to: Judge Sam A Lindsay Jury demand: Plaintiff
Demand: $0,000 Nature of Suit: 850
Lead Docket: None Jurisdiction: Federal Question
Dkt# in other court: None
Cause: 15:78m(a) Securities Exchange Act
ABRAM WEISS, On Behalf of Marc R Stanley, Attorney at Law
Himself and All Others 214/443-0358 FAX
Similarly Situated (COR LD NTC ret)
plaintiff Roger Leon Mandel, Attorney at
Law
(COR ret)
Stanley Mandel & Iola
3100 Monticello Ave
Suite 750
Dallas, TX 75205
USA
214/443-4300
v.
CAPSTEAD MORTGAGE CORPORATION James Dennis McCarthy, Attorney
defendant at Law
214/939-5849 FAX
(COR ret)
Walter Graves Pettey, III,
Attorney at Law
214/939-6100 FAX
(COR ret)
Robert H Mow, Jr, Attorney at
Law
SNIPPETS:
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5
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DOCKET B 3
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EXTRACTED KEY WORDS
DEFENDANT LAG WAIVER PLAINTIFF CAPSTEAD MORTGAGE STEPHEN ROZENFELD LEAD COUNSEL PROPOSED PRE-TRIAL ORDER JRB RUDLUFF WILLIAM JACOBS ANDREW MOORE JULIE GILSON CHRISTOPHER LYTLE RONN APPOINTMENT MOTION ATTORNEY DOCKET JUDGE DENNIS MCCARTHY JAMES CLAXTON ROGER CIVIL |
Docket as of September 23, 1998 (retrieved 10/6/98)
Proceedings include all events. M-SAN
3:98cv1802 Rozenfeld v. Capstead Mortgage, et al
JURY
M-SAN JURY
U.S. District Court
Northern District of Texas (Dallas)
CIVIL DOCKET FOR CASE #: 98-CV-1802
Rozenfeld v. Capstead Mortgage, et al Filed: 07/31/98
Assigned to: Judge Sam A Lindsay Jury demand: Plaintiff
Demand: $0,000 Nature of Suit: 850
Lead Docket: None Jurisdiction: Federal Question
Dkt# in other court: None
Cause: 15:78m(a) Securities Exchange Act
STEPHEN ROZENFELD, on behalf Roger Farrell Claxton, Attorney
of himself and all others at Law
similarly situated 214/953-0583 FAX
plaintiff (COR ret)
Robert James Hill, Attorney at
Law
214/953-0583 FAX
(COR LD NTC ret)
Kilgore & Kilgore
McKinney Place
3131 McKinney Avenue
Suite 700 LB 103
Dallas, TX 75204-2471
USA
214/969-9099
v.
CAPSTEAD MORTGAGE CORPORATION James Dennis McCarthy, Attorney
defendant at Law
214/939-5849 FAX
(COR ret)
Walter Graves Pettey, III,
Attorney at Law
214/939-6100 FAX
SNIPPETS:
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6
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DOCKET B 2
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EXTRACTED KEY WORDS
ENTRY JRB CAPSTEAD MORTGAGE RUDLUFF WILLIAM JACOBS ANDREW MOORE JULIE GILSON CHRISTOPHER LYTLE RONN COMPLAINT RICHARD KOPELMAN DOCKET EXTEND TIME MOTION ISSUED-6 ATTORNEY PLAINTIFF DEMAND JURY JUDGE ASSIGNMENT COURT DISTRICT DJD CONSOLIDATING |
Docket as of August 20, 1998 (retrieved 10/6/98)
Proceedings include all events. M-BOY
3:98cv1761 Kopelman v. Capstead Mortgage, et al
3:98cv 1716
M-BOY 3:98cv
1716
U.S. District Court
Northern District of Texas (Dallas)
CIVIL DOCKET FOR CASE #: 98-CV-1761
Kopelman v. Capstead Mortgage, et al Filed: 07/28/98
Assigned to: Chief Judge Jerry Buchmeyer Jury demand: Plaintiff
Demand: $0,000 Nature of Suit: 850
Lead Docket: None Jurisdiction: Federal Question
Dkt# in other court: None
Cause: 15:77 Securities Fraud
RICHARD KOPELMAN, Trustee, on Marc R Stanley, Attorney at Law
behalf of himself and all 214/443-0358 FAX
others similarly situated (COR LD NTC ret)
plaintiff Roger Leon Mandel, Attorney at
Law
(COR ret)
Stanley Mandel & Iola
3100 Monticello Ave
Suite 750
Dallas, TX 75205
USA
214/443-4300
v.
CAPSTEAD MORTGAGE CORPORATION Gerald C Conley, Attorney at
defendant Law
214/659-4401 FAX
(COR ret)
James L Truitt, Attorney at Law
214/659-4808 FAX
(COR LD NTC ret)
Timothy E Taylor, Attorney at
Law
SNIPPETS:
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7
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COMPLAINT
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EXTRACTED KEY WORDS
STOCK SECURITIES MORTGAGE DEFENDANTS INVESTMENT LYTLE FINANCIALS JACOBS INTEREST-RATE DIVIDEND EARNINGS ASSETS PORTFOLIO STOCK PRICE PLAINTIFFS EPS NET INCOME MORTGAGE SERVICING PREPAYMENTS CLASS ACTION CAPSTEAD MORTGAGE CORPORATION BOOKS IMPAIRED ASSETS COMMON STOCK REPRESENTATION MANAGEMENT DERS STRIP SECURITIES MISLEADING CAUSING CAPSTEAD |
UNITED STATES DISTRICT COURT
NORTHERN DISTRICT OF TEXAS
DALLAS DIVISION
MARVIN J. NETSKY, MARKS BROTHERS, ) No. (98-CV-1716)
INC. and ERIC BEANE, On Behalf of )
Themselves and All Others Similarly ) COMPLAINT - CLASS ACTION
Situated, )
)
Plaintiffs, ) COMPLAINT FOR VIOLATION OF
) THE SECURITIES EXCHANGE ACT
vs. ) OF 1934
) (filed Jul. 23, 1998)
CAPSTEAD MORTGAGE CORPORATION, RONN )
K. LYTLE, CHRISTOPHER T. GILSON, )
JULIE A. MOORE, ANDREW F. JACOBS )
and WILLIAM H. RUDLUFF, )
)
Defendants. ) Plaintiffs Demand A
____________________________________) Trial By Jury
_______________________________________________________________________________
SUMMARY OF ACTION
1. This is a suit on behalf of all those who purchased or
otherwise acquired Capstead Mortgage Corporation ("Capstead" or the
"Company") stock between 4/17/97 and 6/25/98 (the "Class Period"),
alleging violations of §§10(b) and 20(a) of the Securities Exchange
Act of 1934 ("1934 Act") and SEC Rule 10b-5. This action complains
of a scheme by Capstead (a real estate investment trust) and its
top insiders to cause Capstead's stock to trade at artificially
inflated levels by misrepresenting Capstead's financial results,
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