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1
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SEC COMMISSION OPINION
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EXTRACTED KEY WORDS
OCC CLEARING MEMBERSHIP REVIEW EXCHANGE ACT MARGIN CLEARING AGENCY MEMBERSHIP STANDARDS SECURITIES EXCHANGE ACT CLEARING MEMBER COMMITTEE COMMISSION PAPADOPOULOS MARGIN DEPOSIT REGISTERED CLEARING AGENCY OCC STAFF RECOMMENDATION COMPLIANCE CLEARING FUND CLEARING FUND CONTRIBUTION REVIEW PROCEEDING OPTIONS CLEARING CORPORATION RESPONSIBILITIES RISK MANAGEMENT ON-SITE EXAMINATION DISAPPROVE APPEARANCES MARGIN SYSTEM WRITTEN RECOMMENDATION |
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.
SECURITIES EXCHANGE ACT OF 1934
Rel. No. 39298 / November 5, 1997
Admin. Proc. File No. 3-9076
____________________________________________________
:
In the Matter of the Application of :
:
REVCON, INCORPORATED :
111 El Brillo Way :
Palm Beach, FL 33480 :
:
For Review of Action Taken by :
:
THE OPTIONS CLEARING CORPORATION :
____________________________________________________:
OPINION OF THE COMMISSION
REGISTERED CLEARING AGENCY -- REVIEW OF DENIAL OF MEMBERSHIP
Membership Standards
Failure to Meet Conditions to Membership
Registered clearing agency denied broker-dealer's application
for
membership because broker-dealer failed to comply with
conditions
imposed for membership. Held, review proceeding is dismissed.
APPEARANCES:
Howard M. Rudolph, of Weiss & Handler, P.A., for Revcon,
Incorporated.
Paul E. Dengel and Janet Angstadt, of Schiff Hardin & Waite, for
The
Options Clearing Corporation.
SNIPPETS:
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