 |
 |
|
|
|
|
|
|
|
| | | |
|
|
|
|
|
|||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
1
.
SEC COMMISSION OPINION
|
EXTRACTED KEY WORDS
EXCHANGE HAND-HELDS TRADING CROWDS BROKERS PILOT PROGRAM EXCHANGE ACT APPEALS COMMISSION FLOOR MEMBERS PROHIBITION SECURITIES EXCHANGE LIMITATION SRO OFTC PROPOSED RULE RULE FILING OPINION SET ASIDE RULE CHANGE ORDER ROUTING TERMINALS COMMITTEE PCX BOARD POLICY MOOT PROPRIETARY BROKERAGE ORDER PRACTICE HAND-HELD COMPUTERS MARKET |
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.
SECURITIES EXCHANGE ACT OF 1934
Rel. No. 39765 / March 17, 1998
Admin. Proc. File No. 3-9237
:
In the Matter of the Application of :
:
INTERACTIVE BROKERS LLC :
:
For Review of Action Taken by the :
:
PACIFIC EXCHANGE, INC. :
:
OPINION OF THE COMMISSION
REGISTERED SECURITIES EXCHANGE -- PROHIBITION OR LIMITATION OF
ACCESS
TO SERVICES
A stock exchange restricted electronic access of its members to
trading crowds without a valid rule permitting it to do so.
Held, that the restrictions are set aside and the exchange is
ordered to permit its members to have electronic access to
trading crowds unless such a rule is adopted.
APPEARANCES:
David C. Bohan and Melissa Crawford, of Jenner & Block, for
Interactive Brokers LLC.
John C. Katovich, Michael D. Pierson, and Kathryn L. Beck, for
Pacific
Exchange, Inc.
Appeal filed: February 4, 1997
SNIPPETS:
|
|
|
| | | |
|
|
