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SEC COMMISSION OPINION
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EXTRACTED KEY WORDS
NASDAQ SMALLCAP MARKET COMMISSION DELISTING LISTING STANDARDS EXCEPTION REVIEW FILING EXCHANGE ACT NASD TIMELY MANNER REVIEW PROCEEDING FAILURE GREGORY REGISTERED SECURITIES ASSOCIATION STOCK MARKET MARKETPLACE RULE DELISTING DETERMINATION QUALIFICATIONS PANEL TERMINATION NATIONAL ASSOCIATION SECURITIES DEALERS NASDAQ TRADING SYMBOL DELISTING LETTER CONTINUED INCLUSION CCH NASDAQ STAFF EXCEPTION PERIOD DISCIPLINARY PROCEEDING |
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.
SECURITIES EXCHANGE ACT OF 1934
Rel. No. 41815 / September 1, 1999
Admin. Proc. File No. 3-9593
_________________________________________________________________
In the Matter of the Application of
SC&T INTERNATIONAL, INC.
c/o Gregory E. Good, Esq.
Gregory E. Good & Associates, P.C.
1100 Bank of America Plaza
33 North Stone Avenue
Tucson, Arizona 85701-1489
For Review of Action Taken by the
NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC.
_________________________________________________________________
OPINION OF THE COMMISSION
REGISTERED SECURITIES ASSOCIATION -- DELISTING FROM THE NASDAQ SMALLCAP
MARKET
Failure to Comply with Filing Requirements in a Timely Manner
Where registered securities association delisted the securities of a
company due its failure timely to comply with filing requirements and
to comply with the terms of its exception from SmallCap Market listing
standards, held, review proceeding dismissed.
APPEARANCES
Gregory E. Good, of Gregory E. Good & Associates, P.C., for SC&T
International, Inc.
Robert E. Aber, Sara Nelson Bloom, and Arnold P. Golub, for the Nasdaq
Stock Market, Inc.
Appeal filed April 28, 1998
Last brief filed August 18, 1998
I.
SC&T International, Inc. ("SC&T" or the "Company"), an issuer formerly
listed on the Nasdaq SmallCap Market ("SmallCap Market") appeals from
SNIPPETS:
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