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1
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SEC ADMINISTRATIVE PROCEEDING
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EXTRACTED KEY WORDS
EISENMENGER COMMISSION EXCHANGE ACT PROCEEDING ADMINISTRATIVE PROCEEDING RICHARD INSTITUTING COMPLAINT ALLEGES PROCEEDING PURSUANT FINDINGS REMEDIAL SANCTION GENEVA CUSTOMERS ADMITTING INVESTMENTS RESPONDENT IMPOSING DEEMS DENYING ENTRY CONSENTS BROKER-DEALER SELLING GSI DISTRICT COURT DEFENDANT VIOLATIONS SOLD |
UNITED STATES OF AMERICA
Before the
SECURITIES AND EXCHANGE COMMISSION
SECURITIES EXCHANGE ACT OF 1934
Release No. 45044 / November 7, 2001
ADMINISTRATIVE PROCEEDING
File No. 3-10634
_________________________________________________________________
In the Matter of
RICHARD M. EISENMENGER,
Respondent.
_________________________________________________________________
ORDER INSTITUTING
PUBLIC ADMINISTRATIVE
PROCEEDING PURSUANT
TO SECTION 15(b) OF THE
SECURITIES EXCHANGE
ACT OF 1934, MAKING
FINDINGS AND IMPOSING
REMEDIAL SANCTION
I.
The Securities and Exchange Commission ("Commission") deems it
appropriate in the public interest to institute a public
administrative proceeding pursuant to Section 15(b) of the Securities
Exchange Act of 1934 ("Exchange Act") against Richard M. Eisenmenger
("Eisenmenger").
In anticipation of the institution of this proceeding, Eisenmenger has
submitted an Offer of Settlement ("Offer") to the Commission which the
Commission has determined to accept. Solely for the purpose of this
proceeding and any other proceeding brought by or on behalf of the
Commission or in which the Commission is a party, and without
admitting or denying the findings contained herein, except as to entry
of the injunction described below and the Commission's jurisdiction
over him and over the subject matter of this proceeding, which are
admitted, Eisenmenger consents to the entry of this Order Instituting
Public Administrative Proceeding Pursuant to Section 15(b) of the
Securities Exchange Act of 1934, Making Findings and Imposing Remedial
Sanction, and to the findings and remedial sanction set forth below.
SNIPPETS:
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