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1
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SEC ADMINISTRATIVE PROCEEDING
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EXTRACTED KEY WORDS
SECURITIES VECTOR INDEX ADVISORS RESPONDENT VECTOR INDEX EXCHANGE COMMISSION INVESTMENT PROCEEDING DISMISSING PREJUDICE UNITED STATES AMERICA INVESTMENT ADVISERS ACT INVESTMENT COMPANY ACT MATTER ADLER ORDER DISMISSING HEREBY ADMINISTRATIVE CEASE-AND-DESIST PROCEEDING |
UNITED STATES OF AMERICA
before the
SECURITIES AND EXCHANGE COMMISSION
SECURITIES ACT OF 1933
Release No. 8035 / November 15, 2001
SECURITIES EXCHANGE ACT OF 1934
Release No. 45065 / November 15, 2001
INVESTMENT ADVISERS ACT OF 1940
Release No. 1997 / November 15, 2001
INVESTMENT COMPANY ACT OF 1940
Release No. 25269 / November 15, 2001
ADMINISTRATIVE PROCEEDING
File No. 3-10253
_________________________________________________________________
In the Matter of
Vector Index Advisors, Inc.
and Steven H. Adler,
Respondents.
_________________________________________________________________
ORDER DISMISSING WITH PREJUDICE RESPONDENT VECTOR INDEX ADVISORS, INC.
IT IS ORDERED that Respondent Vector Index Advisors, Inc. be and
hereby is dismissed with prejudice from this administrative
cease-and-desist proceeding.
By the Commission.
Jonathan G. Katz
Secretary
_________________________________________________________________
Modified 11/16/2001
SNIPPETS:
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