 |
 |
|
|
|
|
|
|
|
| | | |
|
|
|
|
|
|||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
1
.
SEC ADMINISTRATIVE PROCEEDING
|
EXTRACTED KEY WORDS
COMMISSION SECURITIES EXCHANGE ACT PENNY STOCK INSTITUTING PROCEEDINGS PURSUANT FINDINGS OFFERING ADMINISTRATIVE PROCEEDINGS GEORGE HEREBY PURPOSES ADMITTING GUTTMAN CONSENTS ISSUANCE PARTICIPATING VIOLATING COMPLAINT SHARES JURISDICTION YORK CONSULTANT DISTRICT JUDGEMENT CIVIL PERMANENTLY ENJOINS ALLEGES MOUNTAIN ENERGY MARKET |
UNITED STATES OF AMERICA
Before the
SECURITIES AND EXCHANGE COMMISSION
SECURITIES EXCHANGE ACT OF 1934
Release No. 45069 / November 16, 2001
ADMINISTRATIVE PROCEEDING
File No. 3-10641
_________________________________________________________________
In the Matter of
GEORGE W. GUTTMAN,
Respondent.
_________________________________________________________________
ORDER INSTITUTING PUBLIC PROCEEDINGS PURSUANT TO SECTION 15(b)(6) OF
THE SECURITIES EXCHANGE ACT OF 1934, MAKING FINDINGS, AND IMPOSING
REMEDIAL SANCTIONS
I.
The Securities and Exchange Commission ("Commission") deems it
appropriate and in the public interest that public administrative
proceedings pursuant to Section 15(b)(6) of the Securities Exchange
Act of 1934 ("Exchange Act") be, and they hereby are, instituted
against George W. Guttman ("Guttman").
II.
In anticipation of the institution of these administrative
proceedings, Guttman has submitted an Offer of Settlement ("Offer"),
which the Commission has determined to accept. Solely for the purpose
of these proceedings and any other proceedings brought by or on behalf
of the Commission or in which the Commission is a party, and without
admitting or denying the findings herein, except that Guttman admits
the entry of the injunction set forth in paragraph III.C and the
jurisdiction of the Commission over him and over the subject matter of
this proceeding, Guttman consents to the issuance by the Commission of
this Order Instituting Public Proceedings Pursuant to Section 15(b)(6)
of the Securities Exchange Act of 1934, Making Findings, and Imposing
Remedial Sanctions ("Order").
III.
On the basis of this Order and Guttman's Offer, the Commission makes
SNIPPETS:
|
|
|
| | | |
|
|
