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1
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SEC ADMINISTRATIVE PROCEEDING
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EXTRACTED KEY WORDS
COMMISSION EXCHANGE ACT PENNY STOCK INSTITUTING PROCEEDINGS PURSUANT FINDINGS ADMINISTRATIVE PROCEEDINGS JOSEPH HEREBY ADMITTING VIOLATING COMPLAINT SHARES ENTRY INJUNCTION JURISDICTION BLUMENTHAL CONSENTS ISSUANCE YORK CONSULTANT PARTICIPATING OFFERING DISTRICT JUDGEMENT CIVIL PERMANENTLY ENJOINS ALLEGES MOUNTAIN ENERGY MARKET |
UNITED STATES OF AMERICA
Before the
SECURITIES AND EXCHANGE COMMISSION
SECURITIES EXCHANGE ACT OF 1934
Release No. 45070 / November 16, 2001
ADMINISTRATIVE PROCEEDING
File No. 3-10642
_________________________________________________________________
In the Matter of
JOSEPH M. BLUMENTHAL,
Respondent.
_________________________________________________________________
ORDER INSTITUTING PUBLIC PROCEEDINGS PURSUANT TO SECTION 15(b)(6) OF
THE SECURITIES EXCHANGE ACT OF 1934, MAKING FINDINGS, AND IMPOSING
REMEDIAL SANCTIONS
I.
The Securities and Exchange Commission ("Commission") deems it
appropriate and in the public interest that public administrative
proceedings pursuant to Section 15(b)(6) of the Securities Exchange
Act of 1934 ("Exchange Act") be, and they hereby are, instituted
against Joseph M. Blumenthal ("Blumenthal").
II.
In anticipation of the institution of these administrative
proceedings, Blumenthal has submitted an Offer of Settlement
("Offer"), which the Commission has determined to accept. Solely for
the purpose of these proceedings and any other proceedings brought by
or on behalf of the Commission or in which the Commission is a party,
and without admitting or denying the findings herein, except that
Blumenthal admits the entry of the injunction set forth in paragraph
III.C and the jurisdiction of the Commission over him and over the
subject matter of this proceeding, Blumenthal consents to the issuance
by the Commission of this Order Instituting Public Proceedings
Pursuant to Section 15(b)(6) of the Securities Exchange Act of 1934,
Making Findings, and Imposing Remedial Sanctions ("Order").
III.
On the basis of this Order and Blumenthal's Offer, the Commission
SNIPPETS:
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