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1
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SEC ADMINISTRATIVE PROCEEDING
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EXTRACTED KEY WORDS
SECURITIES EXCHANGE ACT TELETEK FINDINGS ADMITTING TELETEK STOCK CONSPIRACY PLEA AGREEMENT ORDER MAKING FINDINGS IMPOSING REMEDIAL SANCTIONS PURSUANT COHIG BROKER-DEALER TIMES RELEVANT COMMIT SECURITIES FRAUD HEREBY UNITED STATES ADMINISTRATIVE PROCEEDING MATTER BUSINESS SOLANA BEACH CALIFORNIA GUILTY INVESTORS SELLING TELETEK STOCK DISCLOSE EXTRAORDINARY COMPENSATION CUSTOMERS BOUGHT TELETEK STOCK |
UNITED STATES OF AMERICA
Before the
SECURITIES AND EXCHANGE COMMISSION
Securities Exchange Act of 1934
Release No. 45084 / November 20, 2001
Administrative Proceeding
File No. 3-10603
_________________________________________________________________
In the Matter of
EDWARD BRACKEN
_________________________________________________________________
ORDER MAKING FINDINGS AND
IMPOSING REMEDIAL SANCTIONS
AGAINST RESPONDENT
EDWARD BRACKEN
I.
The Securities and Exchange Commission ("Commission") instituted
public administrative proceedings pursuant Sections 15(b) and 19(h) of
the Securities Exchange Act of 1934 ("Exchange Act") in this matter on
September 28, 2001. Respondent Edward Bracken ("Bracken") has
submitted an Offer of Settlement ("Offer") which the Commission has
determined to accept.
Solely for the purpose of these proceedings and any other proceedings
brought by or on behalf of the Commission or in which the Commission
is a party, and without admitting or denying the findings herein,
except for those contained in paragraphs II. A., B., and H. below,
which he admits, Bracken consents to the entry of this Order Making
Findings and Imposing Remedial Sanctions Against Respondent Edward
Bracken ("Order").
II.
On the basis of this Order and Respondent's Offer, the Commission
makes the following findings
A. Cohig & Associates Inc. ("Cohig") is a broker-dealer registered
with the Commission pursuant to Section 15(b) of the Exchange Act
(File No. 8-33481) since March 1985, with its principal place of
business in Denver, Colorado. At relevant times, it maintained a
branch office in Solana Beach, California.
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