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1
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SEC ADMINISTRATIVE PROCEEDING
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EXTRACTED KEY WORDS
COMMISSION SECURITIES EXCHANGE ACT PROCEEDING INSTITUTING FINDINGS COMPLAINT ADMINISTRATIVE PROCEEDING MATTER PROCEEDINGS PURSUANT REMEDIAL SANCTIONS ADMITTING ENTRY BROKER-DEALER HOSTING HEADQUARTERS PARTNERSHIP UNITED STATES WAYNE PRICHASON DEEMS SETTLEMENT DENYING JURISDICTION PERMANENT INJUNCTION CONSENTS HEREBY DISTRICT WEB HOSTING HEADQUARTERS VIOLATING UNREGISTERED OFFERING |
UNITED STATES OF AMERICA
before the
SECURITIES AND EXCHANGE COMMISSION
SECURITIES EXCHANGE ACT OF 1934
Release No. 45091 / November 21, 2001
ADMINISTRATIVE PROCEEDING
File No. 3-10644
_________________________________________________________________
In the Matter of
WAYNE L. PRICHASON,
Respondent
_________________________________________________________________
ORDER INSTITUTING
PUBLIC ADMINISTRATIVE
PROCEEDINGS PURSUANT TO SECTION 15(b) OF THE SECURITIES EXCHANGE ACT
OF 1934, MAKING FINDINGS AND IMPOSING REMEDIAL SANCTIONS
I.
The Securities and Exchange Commission ("Commission") deems it
appropriate and in the public interest to institute public
administrative proceedings pursuant to Section 15(b) of the Securities
Exchange Act of 1934 ("Exchange Act") against Respondent Wayne L.
Prichason ("Respondent").
II.
In anticipation of the institution of these proceedings, Respondent
submitted an Offer of Settlement ("Offer") to the Commission, which
the Commission has determined to accept. Solely for the purpose of
this proceeding and any other proceeding brought by or on behalf of
the Commission, or in which the Commission is a party, and without
admitting or denying the findings contained herein, except as to the
jurisdiction of the Commission over Respondent and over the subject
matter of this proceeding and as to findings contained in Section
III.A. below and as to the entry of a Final Judgment of Permanent
Injunction and Other Relief as set forth in Section III.B. below,
which are admitted, Respondent by his Offer consents to the entry of
findings and remedial sanctions set forth below.
Accordingly, IT IS ORDERED that proceedings pursuant to Section 15(b)
of the Exchange Act be, and, they hereby are, instituted.
SNIPPETS:
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