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SEC ADMINISTRATIVE PROCEEDING
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EXTRACTED KEY WORDS
SECURITIES ADMINISTRATIVE PROCEEDINGS EXCHANGE COMMISSION BERNADETTE STEVENS SECURITIES EXCHANGE ACT INSTITUTING A/K/A BERNADETTE STEVENS BELL ALLEGES VIOLATIONS LAWS ANTIFRAUD PROVISIONS INJUNCTION ALLEGATIONS ADMINISTRATIVE PROCEEDINGS PURSUANT BROWARD COUNTY FLORIDA ENFORCEMENT COMMISSION FILED SUIT ALLEGING VIOLATIONS FEDERAL SECURITIES LAWS PERMANENT INJUNCTION FUTURE VIOLATIONS CIVIL INJUNCTIVE ACTION ADMINISTRATIVE LAW JUDGE DISPUTE SANCTIONS |
SECURITIES AND EXCHANGE COMMISSION
Securities Exchange Act of 1934
Release No. 45092 / November 21, 2001
Administrative Proceeding
File No. 3-10645
ADMINISTRATIVE RELEASE
ADMINISTRATIVE PROCEEDINGS INSTITUTED AGAINST BERNADETTE STEVENS a/k/a
BERNADETTE STEVENS BELL
The Securities and Exchange Commission ("Commission") announced that
on November 21, 2001, it issued an Order Instituting Public
Administrative Proceedings Pursuant to Section 15(b) of the Securities
Exchange Act of 1934 against Bernadette Stevens ("Stevens") a/k/a
Bernadette Stevens Bell of Broward County, Florida.
In the Order, the Division of Enforcement ("Division") alleges that
the Commission filed suit against Stevens in 1998, alleging violations
of the federal securities laws, including the antifraud provisions.
The Division also alleges that Stevens consented to a permanent
injunction, entered in January 2001, against future violations of the
antifraud provisions in an underlying civil injunctive action brought
by the Commission.
A hearing will be scheduled before an administrative law judge to
determine whether the allegations contained in the Order are true, to
provide Stevens an opportunity to dispute these allegations, and to
determine what sanctions, if any, are appropriate and in the public
interest.
_________________________________________________________________
Modified 11/26/2001
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