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SEC LITIGATION RELEASE
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EXTRACTED KEY WORDS
EXCHANGE COMMISSION SUBPOENA THIBODEAU JNI CORPORATION DISTRICT SUBPOENA ENFORCEMENT ACTION ROLAND STATES DISTRICT COURT FORMER SENIOR VICE-PRESIDENT CONNECTION TRADING COLUMBIA SAN DIEGO CALIFORNIA ACT FILING SALES HEADQUARTERS NASDAQ NATIONAL MARKET NATIONAL MARKET SYSTEM TESTIMONY ORDER REQUIRING OBEDIENCE STAFF CONDUCTING NON-PUBLIC INVESTIGATION PURSUANT FORMAL ORDER VIOLATIONS PROMULGATED THEREUNDER |
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.
LITIGATION RELEASE NO. 17219 Date November 5, 2001
SEC FILES SUBPOENA ENFORCEMENT ACTION AGAINST ROLAND J. THIBODEAU,
FORMER SENIOR VICE-PRESIDENT OF JNI CORPORATION, IN CONNECTION WITH
INSIDER TRADING INVESTIGATION
Securities and Exchange Commission v. Roland J. Thibodeau, United
States District Court for the District of Columbia, Miscellaneous
Action No. 1 01MS00437 (Honorable Thomas Penfield Jackson, J.)
The Securities and Exchange Commission ("Commission") today announced
the filing of a subpoena enforcement action in the United States
District Court for the District of Columbia, against Roland J.
Thibodeau of San Diego, California, a former Senior Vice-President of
Sales for JNI Corporation. JNI Corporation, with headquarters in San
Diego, California, is listed on the NASDAQ National Market System.
Thibodeau has failed to comply with the Commission's August 2, 2001,
subpoena for documents and testimony.
The Commission requested that the Court enter an Order to Show Cause
why Thibodeau should not be ordered to comply with the Commission's
subpoena, as well as an Order Requiring Obedience to the Subpoena. The
staff of the Commission is conducting a non-public investigation,
pursuant to Formal Order, to determine whether there have been
violations of Section 17(a) of the Securities Act of 1933, Section
10(b) of the Securities and Exchange Act of 1934, and Rule 10b5-1
promulgated thereunder, in connection with the trading of JNI
securities.
_________________________________________________________________
Modified 11/05/2001
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