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SEC v NEAL D. NIELSEN and SCOTT NIELSON Click to find out why . . .



Keywords & Phrases
CaseNo: LR-17232, Defendant: Neal D. Nielsen and Scott Nielson, Plaintiff: SEC, UniqueCaseRef: SEC>LR-17232, Commission, Subpoenas, Securities, Exchange Commission, Investor, United States Securities, Civ, Mich, Enforce Investigative Subpoenas, Son, Testimony, Individuals Relating, Misleading Messages, Publicly Traded Companies, Internet Investor Websites , ContentID: 120246912

Case Documents
1 2001-11-15 SEC LITIGATION RELEASE
[ see first page and extracted highlights below  ] ItemID: 117062
1 pages
HTML
Total Documents: 1 document , 1 page.    CAUTION.    PLEASE NOTE THAT THIS IS A ONE PAGE CASE.
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1 . SEC LITIGATION RELEASE

EXTRACTED KEY WORDS
SUBPOENAS
SECURITIES
EXCHANGE COMMISSION
INVESTOR
UNITED STATES SECURITIES
LITIGATION
CIV
MICH
ENFORCE INVESTIGATIVE SUBPOENAS
SON
TESTIMONY
INDIVIDUALS RELATING
MISLEADING MESSAGES
PUBLICLY TRADED COMPANIES
INTERNET INVESTOR WEBSITES
UNITED STATES SECURITIES AND EXCHANGE COMMISSION

LITIGATION RELEASE NO. 17232 / November 15, 2001

   SECURITIES AND EXCHANGE COMMISSION v. NEAL D. NIELSEN AND SCOTT
   NIELSEN, Civ. No. 01-CV-74330DT (E.D. Mich.)

   On November 14, 2001, the Commission filed an application for an order
   to enforce investigative subpoenas served on Neal D. Nielsen and Scott
   Nielsen, his son. The subpoenas sought documents and testimony from
   both individuals relating to false and misleading messages about
   publicly traded companies posted on Internet investor websites. Neal
   D. Nielsen and Scott Nielsen have not complied with the subpoenas
   issued by the Commission. A hearing on the Commission's application
   has not yet been scheduled.
     _________________________________________________________________

Modified 11/16/2001
SNIPPETS:
  • UNITED STATES SECURITIES AND EXCHANGE COMMISSION
  • LITIGATION RELEASE NO. 17232 / November 15,
  • SECURITIES AND EXCHANGE COMMISSION v. NEAL D. NIELSEN AND SCOTT NIELSEN, Civ.
  • No. 01-CV-74330DT (E.D. Mich.)
  • On November 14, 2001, the Commission filed an application for an order to enforce
  • The subpoenas sought documents and testimony from both individuals relating to false and
  •    |