 |
 |
|
|
|
|
|
|
|
| | | |
|
|
|
|
|
|||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
1
.
COMPLAINT
|
EXTRACTED KEY WORDS
BANK DEFENDANTS ENGLAND BNEC ACTS ENGLAND CORPORATION FINANCIAL STATEMENTS CLASS ACTION PRINCIPLES LAW DISTRICT SECURITIES ERNST LOAN COMMON STOCK RULE LOB-5 MASSACHUSETTS EXCHANGE ACT INDIVIDUAL DEFENDANTS INTER ALIA ANNUAL REPORT MISLEADING MARKET PRICE REAL ESTATE CLASS PERIOD ACTION PURSUANT LOB-5 PROMULGATED THEREUNDER MATERIALLY FALSE UNQUALIFIED OPINION |
UNITED STATES DISTRICT COUR
DISTRICT OF MASSACHUSETTS IEc \I 2 2'p"Bq
-----------------------------+~~~~~
:
JAMES STEIN, .l
.
l
Plaintiff, : JURY TRIAL DEMANDED
.l
-against- .. CIVIL ACTION NO. 89-
. BBO #454680
BANK OF NEW ENGLAND CORPORATION, ;
WALTER J. CONNOLLY, JR.,
GORDON I. ULMER, RICHARD R.
DRISCOLL, and ERNST & YOUNG, ..
Defendants. :. ; . .
. i ,
": .;r ;: ';i,. .,
--------- ---- --------- ------ ----+-X,!."::E ;i '> :, p.. ;:, $; b-
\,, &;I'; .'., Y p $'I& 4. ,
? : @," f ,' '-
Plaintiffs by his attorneys, for his Class Action
Complaint, alleges upon personal knowledge as to himself and
his own acts and as to all other matters upon information and
belief based upon, inter alia, the investigation made by and
through his attorneys, as follows:
JURISDICTION AND VENUE
1. This Court has jurisdiction over the subject matter of
this action pursuant to Section 27 of the Securities Exchange
Act of 1934 (the "Exchange Act"), 15 U.S.C. Section 78aa; and
the principles of pendent jurisdiction.
2. The claims asserted herein arise under Sections 10(b)
and 20(a) of the Exchange Act, 15 U.S.C. Sections 78j(b) and
78t(a); Rule lob-5 promulgated thereunder by the SEC; and the
common law.
44 emem
3.
3. Venue is proper in this District because many of the
Venue is proper in this District because many of the
acts and transactions alleged and conduct constituting
acts and transactions alleged and conduct constituting
violations of law complained of, including, inter alia. the
SNIPPETS:
|
|
2
.
CIVIL COVER SHEET
|
EXTRACTED KEY WORDS
PARTIES DISTRICT RESIDE LOCAL RULE CIVIL PLAINTIFF SHEET UNITED STATES SHAPIRO GOVERNMENT MASSACHUSETTS USC JUDGE DEMAND COMPLAINT DEFENDANT COUNTY LAND CONDEMNATION ATTORNEYS PUCE PARTY COMMONWEALTH NATURE SUIT PTF DEF FOREIGN STATUTE ACT FRAUD |
JS 4.4
(Rev. 07/66)
CIVIL COVER SHEET
Tha JS44 civil Cover sheet and the information
pplement the filing and service of pleadings or other
d by local
rules of court. This form, approved by the Judicial
es in September 1974, is required for the use of the Clerk df Court for the purpose
sheet. (SEE INSTRUCTIONS ON THE REVERSE
I (a) PLAINTIFFS
DEFENDANTS
James Stein
Bank of New England
,
Walter J. Connolly,
Gordon I.
Ulmer, Richard
and
Ernst & Young
(b)
w York
COUNTY OF RESIDENCE OF FIRST LISTED
COUNTY OF RESIDENCE
(EXCEPT IN U.S. PLAINTIFF
ONLY)
NOTE: IN LAND CONDEMNATION
TION OF THE
TRACT OF LAND INVOLVED
(c) ATTORNEYS (FIRM NAME, ADDRESS,
ATTORNEYS (IF KNOWN)
Thomas G. Shapiro,
75 State Street, Boston,
(617)
439-3939; Lowey, Dannenberg,
d,
Brachtl & Selinger,
enue
NY, NY 10017 (212)
II. BASIS OF JURISDICTION
SNIPPETS:
|
|
|
| | | |
|
|
